Category: SEC-2406

Securities and Exchange Commission (SEC)

June 2024 Press Releases

SEC-PR-2024-69

SEC-PR-2024-69 (JUN. 7, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-69 Download: SEC-PR-2024-69 ⊗ (PDF) PRESS RELEASE | 2024-69 SEC Charges Three New Yorkers for Raising More Than $184 Million Through Pre-IPO Fraud Schemes. After Commission shut down original ploy, defendants started another one. Washington D.C., June 7, 2024 — The Securities and Exchange Commission today charged three individuals with […]

SEC-PR-2024-68

SEC-PR-2024-68 (JUN. 5, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-68 Download: SEC-PR-2024-68 ⊗ (PDF) PRESS RELEASE | 2024-68 Securities and Exchange Commission Invites Regulated Entities to Submit Self-Assessments of Diversity Policies and Practices Washington D.C., June 5, 2024 — The Securities and Exchange Commission has commenced its biennial collection of Diversity Self-Assessment Submissions from Regulated Entities. Engaging in a […]

SEC-PR-2024-67

SEC-PR-2024-67 (JUN. 4, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-67 Download: SEC-PR-2024-67 ⊗ (PDF) PRESS RELEASE | 2024-67 Securities and Exchange Commission to Close Salt Lake Regional Office Washington D.C., June 4, 2024 — The Securities and Exchange Commission today announced that it will close its Salt Lake Regional Office (SLRO) later this year, reducing its regional footprint from […]