CFTC-PR-8945-24 (Aug. 14, 2024)
CFTC Orders Truist Bank to Pay $3 Million Penalty and Remediate Recordkeeping and Supervision Failures Relating to Widespread Use of Unapproved Communications Methods. Truist Receives Substantially Reduced Penalty for Self-Reporting to the Division of Enforcement
Washington, D.C. — The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against North Carolina swap dealer Truist Bank.
Date Accessed: Aug. 18, 2024
Source URL: https://www.cftc.gov/PressRoom/PressReleases/8945-24
Categories:
- CFTC
- CFTC-24
- CFTC-2408
- Swap Dealer
- Truist Bank
- Recordkeeping Failures
- Supervision
- Unapproved Communications
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