SEC-PR-2024-50 (APR. 25, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-50 Download: SEC-PR-2024-50 ⊗ (PDF) PRESS RELEASE | 2024-50 SEC Small Business Advisory Committee to Discuss Regulation Crowdfunding and the State of Angel Investing. Washington D.C., April 25, 2024 — The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee ⊗ today released the agenda ⊗ for its meeting on […]
Category: SEC-2404
Securities and Exchange Commission (SEC)
April 2024 Press Releases
SEC-PR-2024-49 (APR. 24, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-49 Download: SEC-PR-2024-49 ⊗ (PDF) PRESS RELEASE | 2024-49 SEC Staff Publishes New Registered Fund Statistics Report Washington D.C., April 24, 2024 — The staff of the Securities and Exchange Commission today published a new report of Registered Fund Statistics, which is based on aggregated data reported by SEC-registered funds on […]
SEC-PR-2024-48 (APR. 17, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-48 Download: SEC-PR-2024-48 ⊗ (PDF) PRESS RELEASE | 2024-48 SEC’s Division of Investment Management to Host Second Annual Conference on Emerging Trends in Asset Management Washington D.C., April 17, 2024 — The Securities and Exchange Commission’s Division of Investment Management (IM) today announced it will host the second annual Conference […]
SEC-PR-2024-47 (APR. 17, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-47 Download: SEC-PR-2024-47 ⊗ (PDF) PRESS RELEASE | 2024-47 Securities and Exchange Commission Issues Second Fee Rate Advisory for Fiscal Year 2024 Washington D.C., April 17, 2024 — The Securities and Exchange Commission today announced that, starting on May 22, 2024, the fee rates applicable to most securities transactions will […]
SEC-PR-2024-46 (APR. 12, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-46 Download: SEC-PR-2024-46 ⊗ (PDF) PRESS RELEASE | 2024-46 SEC Charges Five Investment Advisers for Marketing Rule Violations Washington D.C., April 12, 2024 — The Securities and Exchange Commission today announced settled charges against five registered investment advisers for Marketing Rule violations. All five firms have agreed to settle the […]
SEC-PR-2024-45 (APR. 4, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-45 Download: SEC-PR-2024-45 ⊗ (PDF) PRESS RELEASE | 2024-45 Register for the SEC’s 43rd Annual Small Business Forum April 16-18 Washington D.C., April 4, 2024 — The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation ⊗ will host the SEC’s 43rd Annual Government-Business Forum on Small […]
SEC-PR-2024-44 (APR. 3, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-44 Download: SEC-PR-2024-44 ⊗ (PDF) PRESS RELEASE | 2024-44 SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures Washington D.C., April 3, 2024 — The Securities and Exchange Commission today announced charges against registered investment adviser Senvest Management LLC for widespread and longstanding failures to maintain and preserve […]
SEC-PR-2024-43 (APR. 2, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-43 Download: SEC-PR-2024-43 ⊗ (PDF) PRESS RELEASE | 2024-43 SEC Encourages Investors to Plan for Their Financial Future During Financial Capability Month. Washington D.C., April 2, 2024 — The Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) today announced that its theme for April’s National Financial Capability […]