SEC-PR-2024-17 (FEB. 8, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-17 Download: SEC-PR-2024-17 ⊗ (PDF) PRESS RELEASE | 2024-17 The Securities and Exchange Commission Adopts Amendments to Enhance Private Fund Reporting Washington D.C., Feb. 8, 2024 — The Securities and Exchange Commission today adopted amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, […]
Category: SEC-2402
Securities and Exchange Commission (SEC)
February 2024 Press Releases
SEC-PR-2024-16 (FEB. 7, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-16 Download: SEC-PR-2024-16 ⊗ (PDF) PRESS RELEASE | 2024-16 SEC Charges TradeStation Crypto for Unregistered Offer and Sale of Crypto Asset Lending Product. Florida-based company agrees to settle charge concerning interest feature on crypto asset accounts Washington D.C., Feb. 7, 2024 — The Securities and Exchange Commission today announced charges […]
SEC-PR-2024-15 (Feb. 6, 2024) SEC Charges China-Based Tech Company Cloopen Group with Accounting Fraud – Commission declines to impose civil penalties because of company’s self-reporting, cooperation and remediation The Securities and Exchange Commission today announced settled accounting fraud charges against Cloopen Group Holding Limited, a China-based provider of cloud communications products and services whose American […]
SEC-PR-2024-14 (FEB. 6, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-14 Download: SEC-PR-2024-14 ⊗ (PDF) PRESS RELEASE | 2024-14 SEC Adopts Rules to Include Certain Significant Market Participants as “Dealers” or “Government Securities Dealers” Washington D.C., Feb. 6, 2024 — The Securities and Exchange Commission today adopted two rules that require market participants who engage in certain dealer roles, in […]
SEC-PR-2024-13 (FEB. 2, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-13 Download: SEC-PR-2024-13 ⊗ (PDF) PRESS RELEASE | 2024-13 SEC Charges Founder of American Bitcoin Academy Online Crypto Course with Fraud Targeting Students. The defendant claimed his hedge fund would use sophisticated tools like artificial intelligence to generate returns. Washington D.C., Feb. 2, 2024 — The Securities and Exchange Commission […]
SEC-PR-2024-12 (FEB. 2, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-12 Download: SEC-PR-2024-12 ⊗ (PDF) PRESS RELEASE | 2024-12 SEC to Host Law School Summit Highlighting Need for Investor Access to Legal Counsel Washington D.C., Feb. 2, 2024 — The U.S. Securities and Exchange Commission today announced the date of its 2024 Investor Advocacy Clinic Summit, where law students and […]