SEC-PR-2024-35 (MAR. 14, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-35 Download: SEC-PR-2024-35 (PDF) PRESS RELEASE | 2024-35 SEC Charges 17 Individuals in $300 Million Crypto Asset Ponzi Scheme Targeting the Latino Community. Washington D.C., March 14, 2024 — The Securities and Exchange Commission today charged 17 individuals for their roles in a $300 million Ponzi scheme that involved Houston, […]
Category: SEC-24
SEC-PR-2024-34 (MAR. 12, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-34 Download: SEC-PR-2024-34 (PDF) PRESS RELEASE | 2024-34 SEC Charges Tallgrass Energy’s Former Board Member Roy Cook and Four Others with Insider Trading in Advance of Blackstone Acquisition Washington D.C., March 12, 2024 — The Securities and Exchange Commission today announced insider trading charges against Roy Cook, a former board […]
SEC-PR-2024-33 (MAR. 7, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-33 Download: SEC-PR-2024-33 (PDF) PRESS RELEASE | 2024-33 SEC Charges Skechers with Making Undisclosed Payments to Executives’ Family Members. Company also charged with failing to disclose outstanding loans to its executives. Washington D.C., March 7, 2024 — The Securities and Exchange Commission today announced that Skechers U.S.A. Inc., a footwear […]
SEC-PR-2024-32 (MAR. 6, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-32 Download: SEC-PR-2024-32 (PDF) PRESS RELEASE | 2024-32 SEC Adopts Amendments to Enhance Disclosure of Order Execution Information Washington D.C., March 6, 2024 — The Securities and Exchange Commission today adopted rule amendments that update the disclosure required under Rule 605 of Regulation NMS for order executions in national market […]
SEC-PR-2024-31 (MAR. 6, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-31 Download: SEC-PR-2024-31 (PDF) PRESS RELEASE | 2024-31 SEC Adopts Rules to Enhance and Standardize Climate-Related Disclosures for Investors Washington D.C., March 6, 2024 — The Securities and Exchange Commission today adopted rules to enhance and standardize climate-related disclosures by public companies and in public offerings. The final rules reflect […]
SEC-PR-2024-30 (MAR. 1, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-30 Download: SEC-PR-2024-30 (PDF) PRESS RELEASE | 2024-30 SEC Charges Advisory Firm HG Vora for Disclosure Failures Ahead of Ryder Acquisition Bid. Washington D.C., March 1, 2024 — The Securities and Exchange Commission today announced settled charges against New York-based investment adviser HG Vora Capital Management LLC for its failure […]
SEC-PR-2024-28 (FEB. 29, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-28 Download: SEC-PR-2024-28 (PDF) PRESS RELEASE | 2024-28 SEC Investor Advisory Committee to Discuss Proposals to Improve Equity Market Structure and Examine the Use of Materiality as a Disclosure Standard Washington D.C., Feb. 29, 2024 — The Securities and Exchange Commission’s Investor Advisory Committee will hold a public meeting on March […]
SEC-PR-2024-26 (FEB. 27, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-26 Download: SEC-PR-2024-26 ⊗ (PDF) PRESS RELEASE | 2024-26 SEC Charges Former Alfi CEO Paul Pereira with Fraud for Making False Statements on Social Media Washington D.C., Feb. 27, 2024 — The Securities and Exchange Commission today charged Paul A. Pereira, the former CEO and co-founder of Alfi, Inc., with […]
SEC-PR-2024-24 (FEB. 22, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-24 Download: SEC-PR-2024-24 ⊗ (PDF) PRESS RELEASE | 2024-24 SEC Charges Husband of Energy Company Manager with Insider Trading. Spouse purchased stock using non-public information about the planned merger. Washington D.C., Feb. 22, 2024 — The Securities and Exchange Commission today charged Tyler Loudon of Houston, Texas, with insider trading […]
SEC-PR-2024-22 (FEB. 16, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-22 Download: SEC-PR-2024-22 ⊗ (PDF) PRESS RELEASE | 2024-22 Securities and Exchange Commission Charges TIAA Subsidiary for Failing to Act in the Best Interest of Retail Customers. Broker-dealer to pay more than $2.2 million for violating Reg BI. Washington D.C., Feb. 16, 2024 — The Securities and Exchange Commission today […]