SEC-PR-2024-22

SEC-PRESS RELEASE SEC-PR-2024-22Release ID: SEC-PR-2024-22

Release Date: February 16, 2024

Source : https://www.sec.gov/news/press-release/2024-22

Source Access Date: April 18, 2024

Headline: SEC Charges TIAA Subsidiary for Failing to Act in the Best Interest of Retail Customers. The broker-dealer to pay more than $2.2 million for violating Reg BI .

Respondents:

  • TIAA-CREF Individual & Institutional Services LLC – SEC Order PDF

SEC-PR-2024-22:

2024-22
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