Category: SEC-2404

Securities and Exchange Commission

April 2024 Press Releases

SEC-PR-2024-50

File ID:  SEC-PR-2024-50 Date:  April 25, 2024 Accessed:  July 4, 2024 Headline:  SEC Small Business Advisory Committee to Discuss Regulation Crowdfunding and the State of Angel Investing. Source:  https://www.sec.gov/newsroom/press-releases/2024-50 Categories: AGENCY ADVISORIES SEC ADVISORY REGULATION CROWDFUNDING (REG CF) SEC-PR-2024-50 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-44

File ID:  SEC-PR-2024-44 Date:  April 3, 2024 Accessed:  July 4, 2024 Headline:  Securities and Exchange Commission Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures Source:  https://www.sec.gov/newsroom/press-releases/2024-44 Categories: INVESTMENT ADVISORS PRESERVING ELECTRONIC COMMUNICATIONS RECORDKEEPING FAILURES UNAPPROVED COMMUNICATION METHODS SEC-PR-2024-44 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-43

File ID:  SEC-PR-2024-43 Date:  April 2, 2024 Accessed:  July 4, 2024 Headline:  Securities and Exchange Commission Encourages Investors to Plan for Their Financial Future During Financial Capability Month Source:  https://www.sec.gov/newsroom/press-releases/2024-43 Categories: AGENCY ADVISORIES SEC ADVISORIES SEC-PR-2024-43 – Viewer: ▼▼▼ (Download PDF File )