Category: SEC-2406

Securities and Exchange Commission

June 2024 Press Releases

SEC-PR-2024-79

SEC-PR-2024-79 (JUN. 28, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-79 Download: SEC-PR-2024-79 (PDF) PRESS RELEASE | 2024-79 SEC Charges Consensys Software for Unregistered Offers and Sales of Securities Through Its MetaMask Staking Service. Company Also Charged for Operating as an Unregistered Broker. Washington D.C., June 28, 2024 — The Securities and Exchange Commission today charged Consensys Software Inc. […]

SEC-PR-2024-78

SEC-PR-2024-78 (JUN. 27, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-78 Download: SEC-PR-2024-78 (PDF) PRESS RELEASE | 2024-78 SEC Office of the Investor Advocate Delivers Report to Congress on Objectives for Fiscal Year 2025 Washington D.C., June 27, 2024 — The Securities and Exchange Commission’s Office of the Investor Advocate today delivered its Report to Congress (PDF) on […]

SEC-PR-2024-77

SEC-PR-2024-77 (JUN. 25, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-77 Download: SEC-PR-2024-77 (PDF) PRESS RELEASE | 2024-77 SEC Charges Meta Materials and Former CEOs With Market Manipulation, Fraud and Other Violations Washington D.C., June 25, 2024 — The Securities and Exchange Commission today filed charges against Meta Materials Inc. and its former CEOs, John Brda and George Palikaras. […]

SEC-PR-2024-67

SEC-PR-2024-67 (JUN. 4, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-67 Download: SEC-PR-2024-67 (PDF) PRESS RELEASE | 2024-67 Securities and Exchange Commission to Close Salt Lake Regional Office Washington D.C., June 4, 2024 — The Securities and Exchange Commission today announced that it will close its Salt Lake Regional Office (SLRO) later this year, reducing its regional footprint from […]

SEC-PR-2024-76

SEC-PR-2024-76 (JUN. 18, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-76 Download: SEC-PR-2024-76 (PDF) PRESS RELEASE | 2024-76 SEC Updates List of Firms Using Inaccurate Information to Solicit Investors Washington D.C., June 24, 2024 — The Securities and Exchange Commission today announced that it updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, […]

SEC-PR-2024-75

SEC-PR-2024-75 (JUN. 18, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-75 Download: SEC-PR-2024-75 (PDF) PRESS RELEASE | 2024-75 SEC Charges R.R. Donnelley & Sons Co. with Cybersecurity-Related Controls Violations Washington D.C., June 18, 2024 — The Securities and Exchange Commission today announced that R.R. Donnelley & Sons Company (RRD), a global provider of business communication and marketing services, agreed […]

SEC-PR-2024-74

SEC-PR-2024-74 (JUN. 17, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-74 Download: SEC-PR-2024-74 (PDF) PRESS RELEASE | 2024-74 SEC’s New Public Service Campaign Emphasizes Investor Protection Washington D.C., June 17, 2024 — The Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) today unveiled its new public service campaign, which highlights investor protection and encourages investors to […]

SEC-PR-2024-73

SEC-PR-2024-73 (JUN. 13, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-73 Download: SEC-PR-2024-73 (PDF) PRESS RELEASE | 2024-73 Terraform and Kwon to Pay $4.5 Billion Following Fraud Verdict. Kwon to contribute more than $200 million, Terraform to wind down, and assets to be distributed to investor victims and creditors in bankruptcy. Washington D.C., June 13, 2024 — The Securities […]

SEC-PR-2024-72

SEC-PR-2024-72 (JUN. 12, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-72 Download: SEC-PR-2024-72 (PDF) PRESS RELEASE | 2024-72 SEC Charges JAG Capital Advisors and its Founder Joshua Goltry with Defrauding Investors Washington D.C., June 12, 2024 — The Securities and Exchange Commission today charged Joshua Goltry and his investment management firm, JAG Capital Advisors LLC (JAG Advisors), in connection […]

SEC-PR-2024-70

SEC-PR-2024-70 (JUN. 11, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-70 Download: SEC-PR-2024-70 (PDF) PRESS RELEASE | 2024-70 Securities and Exchange Commission Charges Founder of AI Hiring Startup Joonko with Fraud Washington D.C., June 11, 2024 — The Securities and Exchange Commission today charged Ilit Raz, CEO and founder of the now-shuttered artificial intelligence recruitment startup Joonko, with defrauding […]