Category: SEC-2403

Securities and Exchange Commission

March 2024 Press Releases

SEC-PR-2024-39

File ID:  SEC-PR-2024-39 Date:  March 21, 2024 Accessed:  July 3, 2024 Headline:  SEC’s OMWI FY 2023 Annual Report Highlights the Agency’s Diversity, Equity, Inclusion and Accessibility Initiatives and Progress. Source:  https://www.sec.gov/newsroom/press-releases/2024-39 Categories: AGENCY REPORTS SEC REPORTS SEC-PR-2024-39 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-36

File ID:  SEC-PR-2024-36 Date:  March 18, 2024 Accessed:  July 3, 2024 Headline:  SEC Charges Two Investment Advisers with Making False and Misleading Statements About Their Use of Artificial Intelligence Source:  https://www.sec.gov/newsroom/press-releases/2024-36 Categories: INVESTMENT ADVISORS MAKING FALSE STATEMENTS ARTIFICIAL INTELLIGENCE MISLEADING INVESTORS SEC-PR-2024-36 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-42

File ID:  SEC-PR-2024-42 Date:  March 27, 2024 Accessed:  July 3, 2024 Headline:  SEC Adopts Reforms Relating to Investment Advisers Operating Exclusively Through the Internet Source:  https://www.sec.gov/newsroom/press-releases/2024-42 Categories: AGENCY RULES-CHANGES SEC RULES-CHANGES INVESTMENT ADVISORS SEC-PR-2024-42 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-35

File ID: SEC-PR-2024-35 Date: March 12, 2024 Accessed: July 3, 2024 Headline:  SEC Charges 17 Individuals in $300 Million Crypto Asset Ponzi Scheme Targeting the Latino Community Source: https://www.sec.gov/newsroom/press-releases/2024-35 Categories: AFFINITY FRAUD FRAUDS TARGETING LATINO AMERICANS CRYPTO INVESTMENT FRAUD FOREX INVESTMENT FRAUD PONZI SCHEMES SEC-PR-2024-35 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-34

File ID: SEC-PR-2024-34 Date: March 12, 2024 Accessed: July 3, 2024 Headline:  SEC Charges Tallgrass Energy’s Former Board Member Roy Cook and Four Others with Insider Trading in Advance of Blackstone Acquisition Source: https://www.sec.gov/newsroom/press-releases/2024-34 Categories: MERGERS & ACQUISITIONS INSIDER TRADING SEC-PR-2024-34 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-33

File ID: SEC-PR-2024-33 Date: March 7, 2024 Accessed: July 3, 2024 Headline:  Securities and Exchange Commission Charges Skechers with Making Undisclosed Payments to Executives’ Family Members Source: https://www.sec.gov/newsroom/press-releases/2024-33 Categories: DISCLOSURE FAILURES UNDISCLOSED PAYMENTS SEC-PR-2024-33 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-32

File ID: SEC-PR-2024-32 Date: March 6, 2024 Accessed: July 3, 2024 Headline:  Securities and Exchange Commission Adopts Amendments to Enhance Disclosure of Order Execution Information Source: https://www.sec.gov/newsroom/press-releases/2024-32 Categories: AGENCY RULES-CHANGES SEC RULES-CHANGES DISCLOSURE AMENDMENTS SEC-PR-2024-32 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-31

File ID: SEC-PR-2024-31 Date: March 6, 2024 Accessed: July 3, 2024 Headline:  Securities and Exchange Commission Adopts Rules to Enhance and Standardize Climate-Related Disclosures for Investors Source: https://www.sec.gov/newsroom/press-releases/2024-31 Categories: AGENCY RULES-CHANGES SEC RULES-CHANGES SEC-PR-2024-31 – Viewer: ▼▼▼ (Download PDF File )