Category: NEWS SOURCES

Reviewing Press Releases from various federal regulatory authorities is crucial for maintaining informed decision-making across various sectors. JCAP101 aggregates these Press Releases into a Single-Source Database to provide our users with reliable and authoritative updates on regulatory changes, enforcement actions, and compliance requirements, ensuring accuracy and timeliness in information dissemination. By accessing direct and official communications from regulatory bodies, businesses, legal professionals, policymakers, and the public can assess the impact of regulatory developments on operations, investments, and legal obligations. This aggregation enhances transparency in regulatory processes, aids in proactive compliance strategies, and supports efficient adaptation to evolving regulatory landscapes, ultimately fostering accountability and operational integrity within industries governed by these regulations.

SEC-PR-2024-81

SEC-PR-2024-81 (JUL. 1, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-81 Download: SEC-PR-2024-81 (PDF) PRESS RELEASE | 2024-81 SEC Adopts Tailored Registration Form for Offerings of Registered Index-Linked and Registered Market-Value Adjustment Annuities Washington D.C., July 1, 2024 — The Securities and Exchange Commission today adopted tailored disclosure requirements and offering processes for offerings of registered index-linked annuities (RILAs) […]

SEC-PR-2024-80

SEC-PR-2024-80 (JUL. 1, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-80 Download: SEC-PR-2024-80 (PDF) PRESS RELEASE | 2024-80 SEC, MSRB, FINRA to Hold Hybrid Compliance Outreach Program Washington D.C., July 1, 2024 — The Securities and Exchange Commission, Municipal Securities Rulemaking Board (MSRB), and Financial Industry Regulatory Authority (FINRA) today announced the opening of registration for both in-person and […]

SEC-PR-2024-79

SEC-PR-2024-79 (JUN. 28, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-79 Download: SEC-PR-2024-79 (PDF) PRESS RELEASE | 2024-79 SEC Charges Consensys Software for Unregistered Offers and Sales of Securities Through Its MetaMask Staking Service. Company Also Charged for Operating as an Unregistered Broker. Washington D.C., June 28, 2024 — The Securities and Exchange Commission today charged Consensys Software Inc. […]

SEC-PR-2024-78

SEC-PR-2024-78 (JUN. 27, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-78 Download: SEC-PR-2024-78 (PDF) PRESS RELEASE | 2024-78 SEC Office of the Investor Advocate Delivers Report to Congress on Objectives for Fiscal Year 2025 Washington D.C., June 27, 2024 — The Securities and Exchange Commission’s Office of the Investor Advocate today delivered its Report to Congress (PDF) on […]

SEC-PR-2024-77

SEC-PR-2024-77 (JUN. 25, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-77 Download: SEC-PR-2024-77 (PDF) PRESS RELEASE | 2024-77 SEC Charges Meta Materials and Former CEOs With Market Manipulation, Fraud and Other Violations Washington D.C., June 25, 2024 — The Securities and Exchange Commission today filed charges against Meta Materials Inc. and its former CEOs, John Brda and George Palikaras. […]

SEC-PR-2024-67

SEC-PR-2024-67 (JUN. 4, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-67 Download: SEC-PR-2024-67 (PDF) PRESS RELEASE | 2024-67 Securities and Exchange Commission to Close Salt Lake Regional Office Washington D.C., June 4, 2024 — The Securities and Exchange Commission today announced that it will close its Salt Lake Regional Office (SLRO) later this year, reducing its regional footprint from […]

SEC-PR-2024-56

SEC-PR-2024-56 (MAY. 14, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-56 Download: SEC-PR-2024-56 (PDF) PRESS RELEASE | 2024-56 SEC Seeks Candidates for Small Business Capital Formation Advisory Committee. Washington D.C., May 14, 2024 — The Securities and Exchange Commission is seeking candidates to fill a limited number of vacancies on the agency’s Small Business Capital Formation Advisory Committee , which provides […]

SEC-PR-2024-27

SEC-PR-2024-27 (FEB. 27, 2024) Source:   https://www.sec.gov/newsroom/press-releases/2024-27 Download: SEC-PR-2024-27 (PDF) PRESS RELEASE | 2024-27 SEC Announces Departure of William Birdthistle; Natasha Vij Greiner Named Director of the Division of Investment Management Washington D.C., Feb. 28, 2024 — The Securities and Exchange Commission today announced that William Birdthistle, the Director of the Division of Investment Management, […]

CFTC-RED-LIST

File ID:  CFTC-RED-LIST Date:  July 12, 2024 Accessed:  July 12, 2024 Headline:  The Registration Deficient List, also called the RED List, contains names of foreign entities that appear to be acting in a capacity that requires registration with the CFTC, but they are NOT registered with the CFTC. Source:  https://www.cftc.gov/LearnAndProtect/Resources/Check/redlist.htm Categories: (CFTC RED LIST) CFTC-RED-LIST […]

SEC-PR-2024-66

SEC-PR-2024-66 (MAY. 31, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-66 Download: SEC-PR-2024-66 (PDF) PRESS RELEASE | 2024-66 SEC Charges Robert Scott Murray and Trillium Capital with Fraudulent Scheme to Manipulate Getty Images Stock. Massachusetts resident liquidated his Getty Images stock holdings after sham offer to buy company drove up its stock price. Washington D.C., May 31, 2024 — […]