Category: Form PF

Form PF is a regulatory reporting requirement established by the U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) for private fund advisers. Introduced as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act, it mandates that investment advisers managing private funds—such as hedge funds, private equity funds, and liquidity funds—disclose detailed information about their funds’ assets, strategies, and risks. The goal is to enhance the SEC’s ability to monitor systemic risk and provide a clearer picture of the private fund industry’s potential impact on financial stability. The information collected via Form PF is used to identify and assess risks that could affect the broader financial system.

(See Federal Register Publication)

CFTC-PR-8861-24

CFTC-PR-8861-24 CFTC Approves a Joint Final Rule to Amend Form PF Regarding Reporting Requirements for All Filers and Large Hedge Fund Advisers Date: Feb. 8, 2024 Date Accessed: Aug. 1, 2024 Source URL: https://www.cftc.gov/PressRoom/PressReleases/8861-24 Categories: CFTC-2402 Form PF Investment Advisors PDF Notes: The PDF viewer below disables the links inside the PDF file. The PDF file may […]

SEC-PR-2024-17

SEC-PR-2024-17 (FEB. 8, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-17 Download: SEC-PR-2024-17 ⊗ (PDF) PRESS RELEASE | 2024-17 The Securities and Exchange Commission Adopts Amendments to Enhance Private Fund Reporting Washington D.C., Feb. 8, 2024 — The Securities and Exchange Commission today adopted amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, […]