SEC-PR-2024-75 (JUN. 18, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-75 Download: SEC-PR-2024-75 ⊗ (PDF) PRESS RELEASE | 2024-75 SEC Charges R.R. Donnelley & Sons Co. with Cybersecurity-Related Controls Violations Washington D.C., June 18, 2024 — The Securities and Exchange Commission today announced that R.R. Donnelley & Sons Company (RRD), a global provider of business communication and marketing services, agreed […]
Category: SEC-24
SEC-PR-2024-74 (JUN. 17, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-74 Download: SEC-PR-2024-74 ⊗ (PDF) PRESS RELEASE | 2024-74 SEC’s New Public Service Campaign Emphasizes Investor Protection Washington D.C., June 17, 2024 — The Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) today unveiled its new public service campaign, which highlights investor protection and encourages investors to […]
SEC-PR-2024-73 (JUN. 13, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-73 Download: SEC-PR-2024-73 ⊗ (PDF) PRESS RELEASE | 2024-73 Terraform and Kwon to Pay $4.5 Billion Following Fraud Verdict. Kwon to contribute more than $200 million, Terraform to wind down, and assets to be distributed to investor victims and creditors in bankruptcy. Washington D.C., June 13, 2024 — The Securities […]
SEC-PR-2024-72 (JUN. 12, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-72 Download: SEC-PR-2024-72 ⊗ (PDF) PRESS RELEASE | 2024-72 SEC Charges JAG Capital Advisors and its Founder Joshua Goltry with Defrauding Investors Washington D.C., June 12, 2024 — The Securities and Exchange Commission today charged Joshua Goltry and his investment management firm, JAG Capital Advisors LLC (JAG Advisors), in connection […]
SEC-PR-2024-70 (JUN. 11, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-70 Download: SEC-PR-2024-70 ⊗ (PDF) PRESS RELEASE | 2024-70 Securities and Exchange Commission Charges Founder of AI Hiring Startup Joonko with Fraud Washington D.C., June 11, 2024 — The Securities and Exchange Commission today charged Ilit Raz, CEO and founder of the now-shuttered artificial intelligence recruitment startup Joonko, with defrauding […]
SEC-PR-2024-71 (JUN. 11, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-71 Download: SEC-PR-2024-71 ⊗ (PDF) PRESS RELEASE | 2024-71 Securities and Exchange Commission Appoints Erica Y. Williams to a Second Term as PCAOB Chairperson Washington D.C., June 11, 2024 — The Securities and Exchange Commission today announced the appointment of Erica Y. Williams to a second term as Chairperson of […]
SEC-PR-2024-69 (JUN. 7, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-69 Download: SEC-PR-2024-69 ⊗ (PDF) PRESS RELEASE | 2024-69 SEC Charges Three New Yorkers for Raising More Than $184 Million Through Pre-IPO Fraud Schemes. After Commission shut down original ploy, defendants started another one. Washington D.C., June 7, 2024 — The Securities and Exchange Commission today charged three individuals with […]
SEC-PR-2024-68 (JUN. 5, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-68 Download: SEC-PR-2024-68 ⊗ (PDF) PRESS RELEASE | 2024-68 Securities and Exchange Commission Invites Regulated Entities to Submit Self-Assessments of Diversity Policies and Practices Washington D.C., June 5, 2024 — The Securities and Exchange Commission has commenced its biennial collection of Diversity Self-Assessment Submissions from Regulated Entities. Engaging in a […]
SEC-PR-2024-67 (JUN. 4, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-67 Download: SEC-PR-2024-67 ⊗ (PDF) PRESS RELEASE | 2024-67 Securities and Exchange Commission to Close Salt Lake Regional Office Washington D.C., June 4, 2024 — The Securities and Exchange Commission today announced that it will close its Salt Lake Regional Office (SLRO) later this year, reducing its regional footprint from […]
SEC-PR-2024-65 (MAY. 31, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-65 Download: SEC-PR-2024-65 ⊗ (PDF) PRESS RELEASE | 2024-65 SEC Investor Advisory Committee to Examine the New Frontier for Investment Advice and Discuss AI Regulation at June 6 Meeting Washington D.C., May 31, 2024 — The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on June […]