SEC-PR-2024-59 (MAY. 16, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-59 Download: SEC-PR-2024-59 ⊗ (PDF) PRESS RELEASE | 2024-59 Tina Diamantopoulos Named Regional Director of Chicago Office Washington D.C., May 16, 2024 — The Securities and Exchange Commission today announced that Tina Diamantopoulos has been named Director of the Chicago Regional Office, the Commission’s second-largest regional office. Ms. Diamantopoulos is […]
Category: Federal News Sources
Federal News Sources
We aggregate news from federal regulatory authorities rather than politically-biased media outlets to ensure the information is accurate, impartial, and based on official data. Federal agencies provide direct updates on regulations, policies, and enforcement actions derived from their statutory responsibilities, offering a reliable and objective perspective. Politically-biased media outlets, by contrast, may present news through a lens shaped by political or ideological biases, potentially distorting facts or emphasizing certain viewpoints to align with their agendas. Focusing on regulatory authorities helps maintain the integrity of the information, supporting informed decision-making with verifiable and neutral sources.
SEC-PR-2024-58 (MAY. 16, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-58 Download: SEC-PR-2024-58 ⊗ (PDF) PRESS RELEASE | 2024-58 Securities and Exchange Commission Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer Information Washington D.C., May 16, 2024 — The Securities and Exchange Commission today announced the adoption of amendments to Regulation S-P to modernize and enhance the […]
SEC-PR-2024-57 (MAY. 15, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-57 Download: SEC-PR-2024-57 ⊗ (PDF) PRESS RELEASE | 2024-57 Securities and Exchange Commission Staff Publishes New Investment Adviser Statistics Report. Washington D.C., May 15, 2024 — The staff of the Securities and Exchange Commission today published a new report of Investment Adviser Statistics, which is based on aggregated data filed […]
SEC-PR-2024-55 (MAY. 14, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-55 Download: SEC-PR-2024-55 ⊗ (PDF) PRESS RELEASE | 2024-55 SEC Charges Hudson Valley Wealth Management Advisory Firm and Founder for Failing to Disclose Conflicts of Interest. Firm owner received undisclosed fee for investing clients’ money in films. Washington D.C., May 14, 2024 — The Securities and Exchange Commission today announced […]
SEC-PR-2024-54 (MAY. 13, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-54 Download: SEC-PR-2024-54 ⊗ (PDF) PRESS RELEASE | 2024-54 SEC, FinCEN Propose Customer Identification Program Requirements for Registered Investment Advisers and Exempt Reporting Advisers Washington D.C., May 13, 2024 — Today the Securities and Exchange Commission and the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) jointly proposed […]
File ID: DOJ-PR-240510.1 Date: May 10, 2024 Accessed: July 11, 2024 Headline: Gibsonia Man Charged With Insider Trading Based on Non-Public Information Related to Dick’s Sporting Goods Business Operations. Source: https://www.justice.gov/usao-wdpa/pr/gibsonia-man-charged-insider-trading-based-non-public-information-related-dicks#:~:text=-%20A%20resident%20of%20Gibsonia%2C%20Pennsylvania,four%20counts%20of%20securities%20fraud Categories: INSIDER TRADING DOJ-PR-240510.1 – Viewer: ▼▼▼ (Download PDF File ⊗)
SEC-PR-2024-53 (MAY. 10, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-53 Download: SEC-PR-2024-53 ⊗ (PDF) PRESS RELEASE | 2024-53 SEC Charges Pennsylvania Resident with Insider Trading in Dick’s Sporting Goods Securities Washington D.C., May 10, 2024 — The Securities and Exchange Commission today charged Gibsonia, PA resident Frank T. Poerio, Jr. with insider trading for misappropriating material, nonpublic information concerning […]
SEC-PR-2024-51 (MAY. 3, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-51 Download: SEC-PR-2024-51 ⊗ (PDF) PRESS RELEASE | 2024-51 SEC Charges Audit Firm BF Borgers and Its Owner with Massive Fraud Affecting More Than 1,500 SEC Filings Washington D.C., May 3, 2024 — The Securities and Exchange Commission today charged audit firm BF Borgers CPA PC and its owner, Benjamin […]
SEC-PR-2024-52 (MAY. 3, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-52 Download: SEC-PR-2024-52 ⊗ (PDF) PRESS RELEASE | 2024-52 SEC Names Nathaniel H. Benjamin as Director of the Office of Minority and Women Inclusion Washington D.C., May 3, 2024 — The Securities and Exchange Commission today announced that Nathaniel H. Benjamin has been appointed the Director of the Office of […]
SEC-PR-2024-50 (APR. 25, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-50 Download: SEC-PR-2024-50 ⊗ (PDF) PRESS RELEASE | 2024-50 SEC Small Business Advisory Committee to Discuss Regulation Crowdfunding and the State of Angel Investing. Washington D.C., April 25, 2024 — The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee ⊗ today released the agenda ⊗ for its meeting on […]