SEC-PR-2024-80 (JUL. 1, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-80 Download: SEC-PR-2024-80 ⊗ (PDF) PRESS RELEASE | 2024-80 SEC, MSRB, FINRA to Hold Hybrid Compliance Outreach Program Washington D.C., July 1, 2024 — The Securities and Exchange Commission, Municipal Securities Rulemaking Board (MSRB), and Financial Industry Regulatory Authority (FINRA) today announced the opening of registration ⊗ for both in-person and […]
Category: Federal News Sources
Federal News Sources
We aggregate news from federal regulatory authorities rather than politically-biased media outlets to ensure the information is accurate, impartial, and based on official data. Federal agencies provide direct updates on regulations, policies, and enforcement actions derived from their statutory responsibilities, offering a reliable and objective perspective. Politically-biased media outlets, by contrast, may present news through a lens shaped by political or ideological biases, potentially distorting facts or emphasizing certain viewpoints to align with their agendas. Focusing on regulatory authorities helps maintain the integrity of the information, supporting informed decision-making with verifiable and neutral sources.
SEC-PR-2024-82 (JUL. 1, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-82 Download: SEC-PR-2024-82 ⊗ (PDF) PRESS RELEASE | 2024-82 SEC Charges Silvergate Capital, Former CEO for Misleading Investors about Compliance Program. Former Chief Risk Officer and former CFO also charged for misleading investors. Washington D.C., July 1, 2024 — The Securities and Exchange Commission today charged Silvergate Capital Corporation, its […]
SEC-PR-2024-79 (JUN. 28, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-79 Download: SEC-PR-2024-79 ⊗ (PDF) PRESS RELEASE | 2024-79 SEC Charges Consensys Software for Unregistered Offers and Sales of Securities Through Its MetaMask Staking Service. Company Also Charged for Operating as an Unregistered Broker. Washington D.C., June 28, 2024 — The Securities and Exchange Commission today charged Consensys Software Inc. […]
SEC-PR-2024-78 (JUN. 27, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-78 Download: SEC-PR-2024-78 ⊗ (PDF) PRESS RELEASE | 2024-78 SEC Office of the Investor Advocate Delivers Report to Congress on Objectives for Fiscal Year 2025 Washington D.C., June 27, 2024 — The Securities and Exchange Commission’s Office of the Investor Advocate ⊗ today delivered its Report to Congress ⊗ (PDF) on […]
SEC-PR-2024-77 (JUN. 25, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-77 Download: SEC-PR-2024-77 ⊗ (PDF) PRESS RELEASE | 2024-77 SEC Charges Meta Materials and Former CEOs With Market Manipulation, Fraud and Other Violations Washington D.C., June 25, 2024 — The Securities and Exchange Commission today filed charges against Meta Materials Inc. and its former CEOs, John Brda and George Palikaras. […]
SEC-PR-2024-76 Securities and Exchange Commission Updates List of Firms Using Inaccurate Information to Solicit Investors Date: Jun. 18, 2024 Date Accessed: Aug.1, 2024 Source URL: https://www.sec.gov/newsroom/press-releases/2024-76 Categories: SEC ADVISORIES SEC-2406 UNREGISTERED ENTITIES PDF Notes: The PDF viewer below disables the links inside the PDF file. The PDF file may be downloaded if you wish. All links within […]
SEC-PR-2024-75 (JUN. 18, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-75 Download: SEC-PR-2024-75 ⊗ (PDF) PRESS RELEASE | 2024-75 SEC Charges R.R. Donnelley & Sons Co. with Cybersecurity-Related Controls Violations Washington D.C., June 18, 2024 — The Securities and Exchange Commission today announced that R.R. Donnelley & Sons Company (RRD), a global provider of business communication and marketing services, agreed […]
SEC-PR-2024-74 (JUN. 17, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-74 Download: SEC-PR-2024-74 ⊗ (PDF) PRESS RELEASE | 2024-74 SEC’s New Public Service Campaign Emphasizes Investor Protection Washington D.C., June 17, 2024 — The Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) today unveiled its new public service campaign, which highlights investor protection and encourages investors to […]
SEC-PR-2024-73 (JUN. 13, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-73 Download: SEC-PR-2024-73 ⊗ (PDF) PRESS RELEASE | 2024-73 Terraform and Kwon to Pay $4.5 Billion Following Fraud Verdict. Kwon to contribute more than $200 million, Terraform to wind down, and assets to be distributed to investor victims and creditors in bankruptcy. Washington D.C., June 13, 2024 — The Securities […]
SEC-PR-2024-72 (JUN. 12, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-72 Download: SEC-PR-2024-72 ⊗ (PDF) PRESS RELEASE | 2024-72 SEC Charges JAG Capital Advisors and its Founder Joshua Goltry with Defrauding Investors Washington D.C., June 12, 2024 — The Securities and Exchange Commission today charged Joshua Goltry and his investment management firm, JAG Capital Advisors LLC (JAG Advisors), in connection […]