SEC-PR-2024-7

SEC-PRESS RELEASE SEC-PR-2024-7Release ID: SEC-PR-2024-7

Release Date: January 16, 2024

Source https://www.sec.gov/news/press-release/2024-7

Source Access Date: April 21, 2024

Headline:

J.P. Morgan to Pay $18 Million for Violating Whistleblower Protection Rule – The Firm’s confidential agreements impeded clients from communicating with the SEC

Respondents:

Morgan Stanley Securities LLC – SEC Order PDF

Education:

  • The SEC strongly encourages the public to submit any tips, complaints, and referrals via https://www.sec.gov/tcr (Link ).

SEC-PR-2024-7:

2024-7
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