SEC-PR-2024-6

SEC-PRESS RELEASE SEC-PR-2024-6Release ID: SEC-PR-2024-6

Release Date: January 12, 2024

Source https://www.sec.gov/news/press-release/2024-6

Source Access Date: April 21, 2024

Headline:

SEC Charges Morgan Stanley and Former Executive Pawan Passi with Fraud in Block Trading Business – The Firm agrees to pay more than $249 million to settle fraud charges and for failing to enforce information barriers

Respondents:

  • Morgan Stanley & Co. LLC – SEC Order PDF
  • Pawan Passi – SEC Order PDF

SEC-PR-2024-6:

2024-6
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