Category: FORM PF

Form PF The Commodity Futures Trading Commission (“CFTC”) and the Securities and Exchange Commission (“SEC”) (collectively, “we” or “Commissions”) are adopting amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a Commodity Pool Operator (“CPO”) or Commodity Trading Adviser   (“CTA”). The amendments are designed to enhance the Financial Stability Oversight Council’s (“FSOC’s”) ability to monitor systemic risk as well as bolster the SEC’s regulatory oversight of private fund advisers and investor protection efforts. In connection with the amendments to Form PF, the SEC is amending a rule under the Investment Advisers Act of 1940 (“Advisers Act”) to revise instructions for requesting a temporary hardship exemption.  (See Federal Register Publication )


File ID:  CFTC-PR-8861-24 Date:  February 8, 2024 Accessed:  June 15, 2024 Source URL: PDF: Download (Links work in this file) Categories: Agency Rules Form PF Excerpt: Release Number 8861-24 CFTC Approves a Joint Final Rule to Amend Form PF Regarding Reporting Requirements for All Filers and Large Hedge Fund Advisers February 08, 2024 Washington, […]


File ID: SEC-PR-2024-17 Date: February 8, 2024 Accessed: June 23, 2024 Source: PDF: Download (Links work in this file) Categories: AGENCY RULES-CHANGES FORM PF Excerpt: SEC Adopts Amendments to Enhance Private Fund Reporting FOR IMMEDIATE RELEASE 2024-17 Washington D.C., Feb. 8, 2024 — The Securities and Exchange Commission today adopted amendments to Form […]