SEC-PR-2024-56 (MAY. 14, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-56 Download: SEC-PR-2024-56 ⊗ (PDF) PRESS RELEASE | 2024-56 SEC Seeks Candidates for Small Business Capital Formation Advisory Committee. Washington D.C., May 14, 2024 — The Securities and Exchange Commission is seeking candidates to fill a limited number of vacancies on the agency’s Small Business Capital Formation Advisory Committee ⊗, which provides […]
Category: SEC-2405
Securities and Exchange Commission
May 2024 Press Releases
SEC-PR-2024-66 (MAY. 31, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-66 Download: SEC-PR-2024-66 ⊗ (PDF) PRESS RELEASE | 2024-66 SEC Charges Robert Scott Murray and Trillium Capital with Fraudulent Scheme to Manipulate Getty Images Stock. Massachusetts resident liquidated his Getty Images stock holdings after sham offer to buy company drove up its stock price. Washington D.C., May 31, 2024 — […]
SEC-PR-2024-61 (MAY. 20, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-61 Download: SEC-PR-2024-61 ⊗ (PDF) PRESS RELEASE | 2024-61 SEC Issues Exemptive Order Providing Additional Time for Certain Registrants to File Quarterly Reports in Light of BF Borgers Permanent Suspension Washington D.C., May 20, 2024 — The Securities and Exchange Commission today provided exemptive relief to certain registrants affected by […]
SEC-PR-2024-65 (MAY. 31, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-65 Download: SEC-PR-2024-65 ⊗ (PDF) PRESS RELEASE | 2024-65 SEC Investor Advisory Committee to Examine the New Frontier for Investment Advice and Discuss AI Regulation at June 6 Meeting Washington D.C., May 31, 2024 — The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on June […]
SEC-PR-2024-64 (MAY. 29, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-64 Download: SEC-PR-2024-64 ⊗ (PDF) PRESS RELEASE | 2024-64 SEC Charges Advisory Firm Mass Ave Global and Co-Founder and CEO Winston Feng with False Statements and Undisclosed Conflicts Washington D.C., May 29, 2024 — The Securities and Exchange Commission today instituted settled proceedings against formerly registered investment adviser Mass Ave […]
SEC-PR-2024-63 (MAY. 22, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-63 Download: SEC-PR-2024-63 ⊗ (PDF) PRESS RELEASE | 2024-63 SEC Charges Intercontinental Exchange and Nine Affiliates Including the New York Stock Exchange With Failing to Inform the Commission of a Cyber Intrusion Washington D.C., May 22, 2024 — The Securities and Exchange Commission today announced that The Intercontinental Exchange, Inc. […]
SEC-PR-2024-62 (MAY. 21, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-62 Download: SEC-PR-2024-62 ⊗ (PDF) PRESS RELEASE | 2024-62 Securities and Exchange Commission Chair Gensler Statement on Upcoming Implementation of T+1 Settlement Cycle. Washington D.C., May 21, 2024 — Securities and Exchange Commission Chair Gary Gensler today issued the following statement on the conversion of the U.S. securities market to […]
SEC-PR-2024-60 (MAY. 17, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-60 Download: SEC-PR-2024-60 ⊗ (PDF) PRESS RELEASE | 2024-60 SEC Announces Departure of Policy Director Heather Slavkin Corzo and Appointment of Corey Klemmer to the Role Washington D.C., May 17, 2024 — The Securities and Exchange Commission today announced that Policy Director Heather Slavkin Corzo will leave the agency. Corey […]
SEC-PR-2024-59 (MAY. 16, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-59 Download: SEC-PR-2024-59 ⊗ (PDF) PRESS RELEASE | 2024-59 Tina Diamantopoulos Named Regional Director of Chicago Office Washington D.C., May 16, 2024 — The Securities and Exchange Commission today announced that Tina Diamantopoulos has been named Director of the Chicago Regional Office, the Commission’s second-largest regional office. Ms. Diamantopoulos is […]
SEC-PR-2024-58 (MAY. 16, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-58 Download: SEC-PR-2024-58 ⊗ (PDF) PRESS RELEASE | 2024-58 Securities and Exchange Commission Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer Information Washington D.C., May 16, 2024 — The Securities and Exchange Commission today announced the adoption of amendments to Regulation S-P to modernize and enhance the […]