File ID: CFTC-PR-8920-24 Date: June 13, 2024 Accessed: June 21, 2024 Headline: CFTC Permanently Revokes Registrations of Mississippi-based Commodity Trading Advisor and Associated Person. Source: https://www.cftc.gov/PressRoom/PressReleases/8920-24 Categories: COMMODITY TRADING ADVISOR (CTA) REGISTRATION REVOCATIONS CFTC-PR-8920-24 – Viewer: ▼▼▼ (Download PDF File ⊗)
Category: REGISTRATION REVOCATIONS
Registration Revocations typically refer to the legal process through which a governing authority or regulatory body cancels or withdraws the registration of an entity, such as a business or a vehicle, due to non-compliance with specific rules, regulations, or obligations. This action is often taken when the registered entity fails to meet certain requirements mandated by law, such as maintaining valid licenses, submitting necessary documentation, paying fees, or adhering to operational standards. Registration revocations can have serious consequences, including rendering the entity ineligible to legally operate or conduct business until the issues prompting the revocation are resolved and the registration is reinstated or reissued through a formal process.
File ID: CFTC-PR-8876-24 Date: March 13, 2024 Accessed: June 15, 2024 Headline: CFTC Files Action to Permanently Revoke Registrations of Mississippi Man Convicted on Criminal Charges. Source: https://www.cftc.gov/PressRoom/PressReleases/8876-24 Categories: REGISTRATION REVOCATIONS CFTC-PR-8876-24 – Viewer: ▼▼▼ (Download PDF File ⊗)