File ID: DOJ-PR-240612.1 Date: June 12, 2024 Accessed: July 11, 2024 Headline: New York Fund Manager Admits Multimillion-Dollar Investment Fraud Scheme Source: https://www.justice.gov/usao-nj/pr/new-york-fund-manager-admits-multimillion-dollar-investment-fraud-scheme Categories: INVESTMENT ADVISORS INVESTMENT FUND FRAUD MAKING FALSE STATEMENTS MISLEADING INVESTORS DOJ-PR-240612.1 – Viewer: ▼▼▼ (Download PDF File ⊗)
Category: MISLEADING INVESTORS
Misleading Investors in the financial markets involves the dissemination of false or deceptive information regarding securities, assets, or market conditions with the intent to manipulate prices or influence investor decisions. This can include misrepresenting financial statements, exaggerating company performance, understating risks, or spreading false rumors to create artificial market movements. Such actions aim to attract investment or inflate asset prices, often resulting in financial losses for those who rely on inaccurate information to make investment decisions. Regulatory bodies enforce strict rules and regulations to prevent such practices, ensuring transparency, fairness, and investor protection within the financial markets. Maintaining integrity and trust through accurate disclosure and ethical conduct is crucial for maintaining market stability and investor confidence.
SEC-PR-2024-82 (JUL. 1, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-82 Download: SEC-PR-2024-82 ⊗ (PDF) PRESS RELEASE | 2024-82 SEC Charges Silvergate Capital, Former CEO for Misleading Investors about Compliance Program. Former Chief Risk Officer and former CFO also charged for misleading investors. Washington D.C., July 1, 2024 — The Securities and Exchange Commission today charged Silvergate Capital Corporation, its […]
SEC-PR-2024-72 (JUN. 12, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-72 Download: SEC-PR-2024-72 ⊗ (PDF) PRESS RELEASE | 2024-72 SEC Charges JAG Capital Advisors and its Founder Joshua Goltry with Defrauding Investors Washington D.C., June 12, 2024 — The Securities and Exchange Commission today charged Joshua Goltry and his investment management firm, JAG Capital Advisors LLC (JAG Advisors), in connection […]
SEC-PR-2024-70 (JUN. 11, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-70 Download: SEC-PR-2024-70 ⊗ (PDF) PRESS RELEASE | 2024-70 Securities and Exchange Commission Charges Founder of AI Hiring Startup Joonko with Fraud Washington D.C., June 11, 2024 — The Securities and Exchange Commission today charged Ilit Raz, CEO and founder of the now-shuttered artificial intelligence recruitment startup Joonko, with defrauding […]
SEC-PR-2024-64 (MAY. 29, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-64 Download: SEC-PR-2024-64 ⊗ (PDF) PRESS RELEASE | 2024-64 SEC Charges Advisory Firm Mass Ave Global and Co-Founder and CEO Winston Feng with False Statements and Undisclosed Conflicts Washington D.C., May 29, 2024 — The Securities and Exchange Commission today instituted settled proceedings against formerly registered investment adviser Mass Ave […]
File ID: CFTC-PR-8882-24 Date: March 21, 2024 Accessed: June 16, 2024 Headline: Federal Court Orders Florida Forex Trader to Pay $3.4 Million for Futures, Forex, Options Scheme. Source: https://www.cftc.gov/PressRoom/PressReleases/8882-24 Categories: COMMODITY FRAUD MISLEADING INVESTORS FOREX INVESTMENT FRAUD CFTC-PR-8882-24 – Viewer: ▼▼▼ (Download PDF File ⊗)
SEC-PR-2024-36 (MAR. 18, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-36 Download: SEC-PR-2024-36 (PDF) PRESS RELEASE | 2024-36 SEC Charges Two Investment Advisers with Making False and Misleading Statements About Their Use of Artificial Intelligence Washington D.C., March 18, 2024 — The Securities and Exchange Commission today announced settled charges against two investment advisers, Delphia (USA) Inc. and Global Predictions […]
SEC-PR-2024-29 (FEB. 29, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-29 Download: SEC-PR-2024-29 (PDF) PRESS RELEASE | 2024-29 SEC Charges Lordstown Motors with Misleading Investors about Company’s Flagship Electric Vehicle. Company’s former auditor charged with violating auditor independence standards. Washington D.C., Feb. 29, 2024 — The Securities and Exchange Commission today charged Lordstown Motors Corp. with misleading investors about the […]