File ID: DOJ-PR-240612.1 Date: June 12, 2024 Accessed: July 11, 2024 Headline: New York Fund Manager Admits Multimillion-Dollar Investment Fraud Scheme Source: https://www.justice.gov/usao-nj/pr/new-york-fund-manager-admits-multimillion-dollar-investment-fraud-scheme Categories: INVESTMENT ADVISORS INVESTMENT FUND FRAUD MAKING FALSE STATEMENTS MISLEADING INVESTORS DOJ-PR-240612.1 – Viewer: ▼▼▼ (Download PDF File ⊗)
Category: MAKING FALSE STATEMENTS
SEC-PR-2024-72 (JUN. 12, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-72 Download: SEC-PR-2024-72 ⊗ (PDF) PRESS RELEASE | 2024-72 SEC Charges JAG Capital Advisors and its Founder Joshua Goltry with Defrauding Investors Washington D.C., June 12, 2024 — The Securities and Exchange Commission today charged Joshua Goltry and his investment management firm, JAG Capital Advisors LLC (JAG Advisors), in connection […]
SEC-PR-2024-70 (JUN. 11, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-70 Download: SEC-PR-2024-70 ⊗ (PDF) PRESS RELEASE | 2024-70 Securities and Exchange Commission Charges Founder of AI Hiring Startup Joonko with Fraud Washington D.C., June 11, 2024 — The Securities and Exchange Commission today charged Ilit Raz, CEO and founder of the now-shuttered artificial intelligence recruitment startup Joonko, with defrauding […]
SEC-PR-2024-64 (MAY. 29, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-64 Download: SEC-PR-2024-64 ⊗ (PDF) PRESS RELEASE | 2024-64 SEC Charges Advisory Firm Mass Ave Global and Co-Founder and CEO Winston Feng with False Statements and Undisclosed Conflicts Washington D.C., May 29, 2024 — The Securities and Exchange Commission today instituted settled proceedings against formerly registered investment adviser Mass Ave […]
SEC-PR-2024-36 (MAR. 18, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-36 Download: SEC-PR-2024-36 (PDF) PRESS RELEASE | 2024-36 SEC Charges Two Investment Advisers with Making False and Misleading Statements About Their Use of Artificial Intelligence Washington D.C., March 18, 2024 — The Securities and Exchange Commission today announced settled charges against two investment advisers, Delphia (USA) Inc. and Global Predictions […]
SEC-PR-2024-26 (FEB. 27, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-26 Download: SEC-PR-2024-26 ⊗ (PDF) PRESS RELEASE | 2024-26 SEC Charges Former Alfi CEO Paul Pereira with Fraud for Making False Statements on Social Media Washington D.C., Feb. 27, 2024 — The Securities and Exchange Commission today charged Paul A. Pereira, the former CEO and co-founder of Alfi, Inc., with […]