Category: SEC

The Securities and Exchange Commission (SEC) serves as the primary regulatory body overseeing the securities industry in the United States. Established in response to the stock market crash of 1929, its core mission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC achieves these goals through a range of activities including enforcing securities laws, regulating securities markets and exchanges, overseeing corporate disclosure of financial information, and providing investor education and advocacy. By enforcing compliance with federal securities laws, promoting transparency, and ensuring fair dealing in the markets, the SEC plays a vital role in fostering investor confidence and market integrity.


Release ID: SEC-PR-2024-58 Release Date: May 16, 2024 Source: Source Access Date: May 22, 2024 Headline: SEC Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer Information. Categories: Agency Rule Adoptions or Changes Regulation S-P Related Materials: SEC Rule Details SEC Fact Sheet PDF SEC-PR-2024-58 Excerpt: Washington D.C., May 16, […]


Release ID: SEC-PR-2024-4 Release Date: January 10, 2024 Source : Source Access Date: April 21, 2024 Headline: SEC Charges Global Software Company SAP for FCPA Violations. German multinational agrees to monetary sanctions of nearly $100 million to settle SEC’s bribery charges Respondents: SAP SE – SEC Order PDF Related Individuals or Entities: SAP South Africa […]