SEC-LR-26173 (11-19-24) Ian Mitchell (SEC) Litigation Release No. 26173 / November 19, 2024 SEC v. Ian Mitchell, No. 24-civ-8741 (S.D.N.Y. filed November 18, 2024) SEC Charges NY Man Claiming to be a Billionaire with Offering Fraud Excerpt: The SEC today announced it charged Ian Mitchell, a resident of Queens, New York, with defrauding investors in […]
Category: SEC Press Releases
SEC Press Releases (PR) and (LR) are an essential resource for investors, companies, and the media, providing critical updates on the SEC’s efforts to regulate the securities markets and protect investors. By disseminating timely and relevant information, the SEC fosters transparency and accountability within the financial system. Staying informed about these press releases is crucial for understanding the evolving landscape of securities regulation, compliance, and investor protection.
SEC-LR-26172 (11-19-24) Robert Brian Thompson (SEC) Litigation Release No. 26172 / November 19, 2024 SEC v. Robert Brian Thompson, No. 3:24-cv-00800-MHL (E.D. Va., filed Nov. 8, 2024) SEC Charges Richmond Federal Reserve Banking Supervisor with Insider Trading Excerpt: On November 8, 2024, the Securities and Exchange Commission filed insider trading charges against Robert Brian Thompson, […]
SEC-LR-26171 (11-19-24) Frank Igwealor et al. (SEC) Litigation Release No. 26171 / November 19, 2024 SEC v. Frank Igwealor, Patience Ogbozor, Alpharidge Capital LLC, American Community Capital LP, GiveMePower, Inc., Kid Castle Educational Corporation, Los Angeles Community Capital, and Video River Networks, Inc., No. 2:24-cv-09941 (C.D Cal. filed Nov. 18, 2024) SEC Charges CEO with […]
SEC-PR-2024-180 (11-18-24) SEC Charges BIT Mining with FCPA Violations in Connection with Bribery Scheme to Influence Members of Japanese Parliament – Company, formerly known as 500.com, sought to open casino in Japan Excerpt: Washington D.C., Nov. 18, 2024 — The Securities and Exchange Commission today announced that BIT Mining Ltd., formerly known as 500.com Limited, […]
SEC-LR-26170 (11-18-24) Auerbach et al. SEC Litigation Release No. 26170 / November 18, 2024 SEC Obtains Final Judgment Against Defendant for Receiving Kickbacks in Bribery Scheme Excerpt: The Securities and Exchange Commission announced that is has obtained final judgement against Lakenya Hopkins for her role in a promissory note selling scheme, falsely promising investors extraordinary […]
SEC-LR-26169 (11-14-24) Money Magnet Platinum Membership Initiative LLC, et al. SEC Litigation Release No. 26169 / November 14, 2024 SEC Obtains Final Judgements Against Lakenya Hopkins Excerpt: The Securities and Exchange Commission announced that is has obtained final judgement against Lakenya Hopkins for her role in a promissory note selling scheme, falsely promising investors extraordinary […]
( SEC Press Releases – Article ) ( Articles ) ( SEC Press Releases ) SEC Press Releases (SEC-Info) Introduction The Securities and Exchange Commission (SEC) is a crucial regulatory body in the United States, overseeing the securities industry, enforcing federal securities laws, and protecting investors. One of the primary tools the SEC uses to communicate its activities […]
SEC-PR-2024-179 (11-08-24) SEC Charges Invesco Advisers for Making Misleading Statements About Supposed Investment Considerations Excerpt: Washington D.C., Nov. 8, 2024 — The Securities and Exchange Commission today charged Invesco Advisers, Inc. for making misleading statements about the percentage of company-wide assets under management that integrated environmental, social, and governance (ESG) factors in investment decisions. The […]