SEC-PR-2412-190 (Dec. 3, 2024) (SEC-PR-2412)
SEC Investor Advisory Committee to Examine Mandatory Arbitration Clauses in Adviser Agreements and Alternative Assets and Retail Investors at December 10 Meeting
Excerpt: Washington D.C., Dec. 3, 2024 — The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on Dec. 10, 2024, at 10 a.m. ET. The meeting will be webcast on the SEC website.
The committee will host two panels:
- Examining the Use of Mandatory Arbitration Clauses by registered Investment Advisers; and
- Mainstreaming of Alternative Assets to Retail Investors
Source: (https://www.sec.gov/newsroom/press-releases/2024-190)
Categories: (Agency Rulemaking)
SEC-PR-2412-190 (Dec. 3, 2024)