SEC-NEWS-2503 — News Releases — March, 2025 (2025)
Source: https://www.sec.gov (PR) (LR)
SEC Press Releases (PR) are official announcements that highlight recent actions taken by the Securities and Exchange Commission (SEC), providing important updates on regulatory changes, enforcement actions, and other newsworthy information relevant to investors and the financial markets. These releases serve to inform the public about significant developments, such as new initiatives or changes in policy. On the other hand, SEC Litigation Releases (LR) summarize enforcement actions filed by the SEC in federal district courts against individuals or entities accused of violating securities laws. These releases detail the nature of the allegations, the parties involved, and the outcomes of the cases, thereby enhancing transparency and accountability in the financial system. Together, these releases play a crucial role in keeping the public informed about the SEC’s activities and the enforcement of securities regulations.
Mar. 20, 2025
- (PR-2025-56) – SEC Announces Agenda, Panelists for Roundtable on Artificial Intelligence
- (LR-26275) – Dharma Teja Nukarapu; SharkDreams, Inc.; D Dollar, Inc.
- (LR-26274) – Cambridge Investment Research Advisors, Inc.
- (LR-26273) – Norman V. Meier; Treuhand, Inc.; Windeco Corporation; Texxon Oil Corp.; International Financial Services, Inc.
Mar. 18, 2025
Mar. 17, 2025
- (PR-2025-55) – SEC Charges New Jersey Investment Adviser and His Firm with Fraud and Other Violations
- (LR-26271) – Glen Leibowitz
- (LR-26270) – David Yow Shang Chiueh; Upright Financial Corp.
- (LR-26269) – Leon Ali Parvizian a/k/a Alex Parvizian, Arcturus Corporation, and Aschere Energy, LLC
Mar. 14, 2025
- (PR-2025-54) – SEC Extends Compliance Dates for Amendments to Investment Company Names Rule
- (LR-26268) – Eamma Safi and Zhi Ge a/k/a Josh Ge
- (LR-26267) – Jonathan Webb
Mar. 13, 2025
Mar. 12, 2025
Mar. 11, 2025
- (LR-26264) – Ronald Pallek
Mar. 10, 2025
- (LR-26263) – Peter Stuart, et al.
- (LR-26262) – George N. Demos
Mar. 7, 2025
- (PR-2025-53) – SEC Charges Investment Adviser and Two Officers for Misuse of Fund and Portfolio Company Assets
Mar. 6, 2025
- (PR-2025-52) – Filer Transition to New and Improved EDGAR Begins March 24
- (LR-26261) – Rey D. Acosta
Mar. 4, 2025
- (LR-26260) – Leonard Quartararo
Mar. 3, 2025
- (PR-2025-51) – SEC Crypto Task Force to Host Roundtable on Security Status
- (PR-2025-50) – SEC Staff Facilitates Capital Formation for Companies Planning Public Offerings
- (PR-2025-49) – Commissioner Hester Peirce Announces Crypto Task Force Staff
SEC-NEWS-2503