SEC-NEWS-2502 — News Releases — February, 2025 (2025)
Source: https://www.sec.gov (PR) (LR)
SEC Press Releases (PR) are official announcements that highlight recent actions taken by the Securities and Exchange Commission (SEC), providing important updates on regulatory changes, enforcement actions, and other newsworthy information relevant to investors and the financial markets. These releases serve to inform the public about significant developments, such as new initiatives or changes in policy. On the other hand, SEC Litigation Releases (LR) summarize enforcement actions filed by the SEC in federal district courts against individuals or entities accused of violating securities laws. These releases detail the nature of the allegations, the parties involved, and the outcomes of the cases, thereby enhancing transparency and accountability in the financial system. Together, these releases play a crucial role in keeping the public informed about the SEC’s activities and the enforcement of securities regulations.
- (02/03/25) – (LR-26234) – Joseph A. Padilla, et al.
- (02/03/25) – (LR-26235) – Jamie Wilson and Justin Wall
- (02/03/25) – (LR-26236) – John C. Lowe, Jr., JJL Capital LLC, Great South Bay Capital LLC, Randy Grewal, Kierland Capital LLC, Richard L. Ringel, BMEN Trading LLC, and David Cooper
- (02/04/25) – (PR-2025-36) – Acting Chairman Mark T. Uyeda Announces Executive Staff and Other Appointments
- (02/04/25) – (LR-26237) – Andre Wong
- (02/05/25) – (LR-26239) – Steven J. Susoeff and Steve Susoeff, LLC (dba Meritage Financial Group)
- (02/05/25) – (LR-26238) – Joseph M. Laura and Anthony R. Sichenzio
- (02/06/25) – (LR-26240) – Frank T. Poerio, Jr.
- (02/06/25) – (LR-26241) – Raimund Gastauer
- (02/07/25) – (PR-2025-37) – Exemption From Exchange Act Rule 13f-2 and Related Form SHO
- (02/07/25) – (LR-26242) – Airborne Wireless Network; Kalistratos Kabilafkas; Timoleon Kabilafkas; Tim Kabilafkas Revocable Trust; Magdaline Kablifafkas 1989 Trust
- (02/10/25) – (PR-2025-38) – Exemption From the Requirement to Report Certain Personally Identifiable Information to the Consolidated Audit Trail
- (02/10/25) – (LR-26243) – Anthony Marsico; Arthur P. Pizzello, Jr.; Robert Quattrocchi; and Timothy Carey
- (02/10/25) – (LR-26244) – Crystal World Holdings, Inc.; The New Sports Economy Institute; and Christopher Rabalais
- (02/11/25) – (LR-26245) – Xiaosong Wang
- (02/13/25) – (LR-26246) – Michael A. Gramins
- (02/13/25) – (LR-26247) – Charlie Jinan Chen
- (02/14/25) – (PR-2025-39) – SEC Charges One Oak Capital Management and Michael DeRosa with Breaching Fiduciary Duties to Clients
- (02/14/25) – (PR-2025-40) – SEC Seeks Candidates for Membership on the Investor Advisory Committee
- (02/14/25) – (PR-2025-41) – SEC Announces 44th Annual Small Business Forum to Impact Capital-Raising Policy
- (02/18/25) – (LR-26248) – Harshad Shah; Virendra Parekh; Namah Wealth Creation & Preservation, L.P.
- (02/19/25) – (LR-26249) – Phillip W. Offill, Jr. and Justin W. Herman
- (02/19/25) – (LR-26250) – Jonathan Wilcox; Jason Boucher; Karen Smith
- (02/20/25) – (PR-2025-42) – SEC Announces Cyber and Emerging Technologies Unit to Protect Retail Investors
- (02/20/25) – (LR-26251) – Christopher Slaga a/k/a Keith Renko, Q4 Capital Group, LLC, and J4 Capital Advisors LLC
- (02/20/25) – (LR-26252) – Thurman P. Bryant, III; Bryant United Capital Funding, Inc.; Arthur F. Wammel; Wammel Group, LLC
- (02/21/25) – (LR-26253) – James B. Panther, Jr.
- (02/21/25) – (LR-26254) – Elchonon Schwartz and Nightingale Properties, LLC
- (02/24/25) – (LR-26255) – Robert Allen Stanford; James Davis; Gilberto Lopez; Stanford International Bank, Ltd.; Stanford Group Company; Stanford Capital Management; Stanford Financial Group Company; The Stanford Financial Group Building, Inc.
- (02/25/25) – (PR-2025-43) – SEC Extends Compliance Dates and Provides Temporary Exemption for Rule Related to Clearing of U.S. Treasury Securities
- (02/26/25) – (PR-2025-44) – SEC Charges Alan Burak, Founder of Never Alone Capital, with Fraud
- (02/26/25) – (LR-26256) – Alan Burak
- (02/26/25) – (LR-26257) – Sergii “Sergey” Grybniak and Opporty International, Inc.
- (02/27/25) – (LR-26258) – Roger Bendelac and Thomas Capellini
- (02/27/25) – (PR-2025-45) – SEC Investor Advisory Committee to Examine the Disclosure of AI’s Impact on Company Operations; and Retail Investor Fraud in America at March 6 Meeting
- (02/27/25) – (PR-2025-46) – SEC Charges Justinas Butkus with Orchestrating $4 Million Fraud
- (02/27/25) – (PR-2025-47) – SEC Announces Dismissal of Civil Enforcement Action Against Coinbase
- (02/28/25) – (PR-2025-48) – SEC to Host Roundtable on Artificial Intelligence
- (02/28/25) – (LR-26259) – Justinas Butkus, et al.