U.S. Securities and Exchange Commission (SEC)
The Securities and Exchange Commission plays a crucial role in the financial markets by serving a three-part mission: to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The Securities and Exchange Commission oversees securities exchanges, brokers, dealers, investment advisors, and mutual funds, ensuring compliance with federal securities laws. It is responsible for enforcing regulations that promote transparency and prevent fraud, thereby fostering investor confidence. Additionally, the Securities and Exchange Commission reviews corporate filings and disclosures to ensure that investors have access to essential information, which helps them make informed decisions. Overall, the Securities and Exchange Commission is vital in maintaining the integrity of the U.S. financial system and promoting public trust in the markets.