Illegal Stock Sales – Article ( Articles ) Illegal Stock Sales (ISS) Introduction ISS refer to various unlawful activities in the trading of stocks and securities that violate securities laws and regulations. These activities can undermine market integrity, harm investors, and lead to severe legal consequences for those involved. Understanding the types of illegal stock […]
Category: Illegal Stock Sales
Illegal Stock Sales pose a significant threat to the integrity of financial markets. Awareness and understanding of these illegal activities are essential for investors and market participants to navigate the complexities of stock trading safely. Implementing robust compliance measures and fostering a culture of transparency can help mitigate the risks associated with illegal stock sales and promote fair practices in the financial sector.
SEC-LR-26171
SEC-LR-26171 (11-19-24) Frank Igwealor et al. (SEC) Litigation Release No. 26171 / November 19, 2024 SEC v. Frank Igwealor, Patience Ogbozor, Alpharidge Capital LLC, American Community Capital LP, GiveMePower, Inc., Kid Castle Educational Corporation, Los Angeles Community Capital, and Video River Networks, Inc., No. 2:24-cv-09941 (C.D Cal. filed Nov. 18, 2024) SEC Charges CEO with […]