SEC-PR-2412-189 (Dec. 3, 2024) (SEC-PR-2412) SEC Charges Kiromic BioPharma and Two Former C-Suite Executives with Misleading Investors about Status of FDA Reviews – SEC declines to impose civil penalties against company due to its self-reporting, remediation, and cooperation. Excerpt: Washington D.C., Dec. 3, 2024 — The Securities and Exchange Commission today filed settled charges against […]
Category: Disclosure Failures
In today’s complex marketplace, consumers rely on clear and accurate information to make informed decisions. This is especially true when it comes to consumer products, consumer financial products, and investment products. However, Disclosure Failures, instances where companies fail to provide adequate or truthful information, can have serious consequences for consumers.
By understanding the potential risks of Disclosure Failures and taking steps to protect themselves, consumers can make more informed decisions and navigate the marketplace with greater confidence.
Disclosure Failures – Article ( Articles ) Disclosure Failures (DF) When Transparency Takes a Backseat In today’s complex marketplace, consumers rely on clear and accurate information to make informed decisions. This is especially true when it comes to consumer products, consumer financial products, and investment products. However, disclosure failures – instances where companies fail to provide adequate or […]
FTC-PR-241126-2 (11-26-24) Smart Products Surveyed Fail to Provide Consumers with Information on How Long Companies will Provide Software Updates – Software updates ensure products function properly, stay secure, according to FTC Staff Perspective Excerpt – A new paper from Federal Trade Commission staff finds that nearly 89% of products surveyed failed to disclose on their […]