Category: Artificial Intelligence

Artificial Intelligence (AI) refers to the simulation of human intelligence in machines that are programmed to think and learn like humans. AI encompasses various techniques such as machine learning, natural language processing, and computer vision to analyze vast amounts of data, recognize patterns, and make decisions. In financial markets, AI is utilized for a range of applications including algorithmic trading, where AI models analyze market data and execute trades at high speed and accuracy. AI also aids in fraud detection by identifying unusual patterns in transactions, enhances customer service through chatbots that provide personalized responses, and improves risk management by predicting market trends and assessing portfolio risks in real-time. Moreover, AI-driven tools assist in credit scoring, loan approval processes, and optimizing investment strategies by leveraging predictive analytics and data-driven insights. The versatility of AI continues to expand its role in financial markets, transforming how decisions are made and operations are managed in the industry.

CFTC-PR-8905-24

Artificial Intelligence Categories

CFTC-PR-8905-24 (MAY 2, 2024) Source:  https://www.cftc.gov/PressRoom/PressReleases/8905-24 Download: CFTC-PR-8905-24 ⊗ (PDF) PRESS RELEASE | CFTC-PR-8905-24 CFTC Technology Advisory Committee Advances Report and Recommendations to the CFTC on Responsible Artificial Intelligence in Financial Markets. Commissioner Christy Goldsmith Romero Heralds the AI Expertise of the Committee and the Committee’s Foundational, Iterative Approach to Recommendations Washington, D.C. — The Commodity […]

CFTC-PR-8903-24

Artificial Intelligence Categories

CFTC-PR-8903-24 (MAY 1, 2024) Source:  https://www.cftc.gov/PressRoom/PressReleases/8903-24 Download: CFTC-PR-8903-24 ⊗ (PDF) PRESS RELEASE | CFTC-PR-8903-24 Chairman Behnam Designates Ted Kaouk as the CFTC’s First Chief Artificial Intelligence Officer Washington, D.C. — Commodity Futures Trading Commission Chairman Rostin Behnam today announced the designation of Dr. Ted Kaouk as the agency’s first Chief Artificial Intelligence Officer. Dr. Kaouk currently serves as the CFTC’s Chief […]

SEC-PR-2024-70

Artificial Intelligence Categories Making False Statements Misleading Investors SEC-2406

SEC-PR-2024-70 (JUN. 11, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-70 Download: SEC-PR-2024-70 ⊗ (PDF) PRESS RELEASE | 2024-70 Securities and Exchange Commission Charges Founder of AI Hiring Startup Joonko with Fraud Washington D.C., June 11, 2024 — The Securities and Exchange Commission today charged Ilit Raz, CEO and founder of the now-shuttered artificial intelligence recruitment startup Joonko, with defrauding […]

CFTC-PR-8897-24

Artificial Intelligence CFTC

CFTC-PR-8897-24 “AI Day” Meeting To Be Held on May 2, 2024 by the Commodity Futures Trading Commission Technology Advisory Committee Date: Apr. 24, 2024 Date Accessed: Aug. 1, 2024 Source URL: https://www.cftc.gov/PressRoom/PressReleases/8897-24 Categories: CFTC CFTC-2404 CFTC MEETINGS & EVENTS CFTC TAC ARTIFICIAL INTELLIGENCE PDF Notes: The PDF viewer below disables the links inside the PDF file. The […]

SEC-PR-2024-36

Artificial Intelligence Categories Investment Advisers Making False Statements Misleading Investors SEC-2403

SEC-PR-2024-36 (MAR. 18, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-36 Download: SEC-PR-2024-36 (PDF) PRESS RELEASE | 2024-36 SEC Charges Two Investment Advisers with Making False and Misleading Statements About Their Use of Artificial Intelligence Washington D.C., March 18, 2024 — The Securities and Exchange Commission today announced settled charges against two investment advisers, Delphia (USA) Inc. and Global Predictions […]

FTC-PR-240227-2

Artificial Intelligence Automators LLC Categories Companies in the News Federal News Sources FTC FTC-24 FTC-2402 Money Making Scheme Peregrine Worldwide LLC

FTC-PR-240227-2 (Feb. 27, 2024) FTC Action Leads to Ban for Owners of Automators AI E-Commerce Money-Making Scheme – Settlement requires scheme owners and operators to turn over millions in assets for refunds to consumers harmed by bogus earnings promises The owners of a money-making scheme that claimed to use artificial intelligence to boost earnings for […]

SEC-PR-2024-13

Affinity Fraud Artificial Intelligence Categories Online Trading Course Fraud SEC-2402

SEC-PR-2024-13 (FEB. 2, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-13 Download: SEC-PR-2024-13 ⊗ (PDF) PRESS RELEASE | 2024-13 SEC Charges Founder of American Bitcoin Academy Online Crypto Course with Fraud Targeting Students. The defendant claimed his hedge fund would use sophisticated tools like artificial intelligence to generate returns. Washington D.C., Feb. 2, 2024 — The Securities and Exchange Commission […]

CFTC-PR-8854-24

Artificial Intelligence Trading Bots

CFTC-PR-8854-24 CFTC Customer Advisory Cautions the Public to Beware of Artificial Intelligence Scams Date: Jan.25, 2024 Date Accessed: Aug. 1, 2024 Source URL: https://www.cftc.gov/PressRoom/PressReleases/8854-24 Categories: CFTC Advisories CFTC OCEO CFTC-2401 Artificial Intelligence Trading Bots PDF Notes: The PDF viewer below disables the links inside the PDF file. The PDF file may be downloaded if you wish. All […]

CFTC-PR-8853-24

Artificial Intelligence

CFTC-PR-8853-24 CFTC Staff Releases Request for Comment on the Use of Artificial Intelligence in CFTC-Regulated Markets Date: Jan. 25, 2024 Date Accessed: Aug. 1, 2024 Source URL: https://www.cftc.gov/PressRoom/PressReleases/8853-24 Categories: CFTC-2401 CFTC Request for Comments Artificial Intelligence PDF Notes: The PDF viewer below disables the links inside the PDF file. The PDF file may be downloaded if you […]

CFTC-PR-8846-24

Artificial Intelligence Cybersecurity Decentralized Finance

CFTC-PR-8846-24 Commissioner Goldsmith Romero Announces Agenda for January 8 Technology Advisory Committee Meeting on Artificial Intelligence, Cybersecurity, Decentralized Finance Date: Jan. 5, 2024 Accessed: Aug. 1, 2024 Source URL: https://www.cftc.gov/PressRoom/PressReleases/8846-24 Categories: CFTC Meetings & Events CFTC TAC CFTC-2401 Artificial Intelligence Cybersecurity Decentralized Finance PDF Notes: The PDF viewer below disables the links inside the PDF […]