Category: ( Agency Reports )

Agency Reports are formal documents produced by regulatory agencies that provide essential information regarding their activities, progress, and compliance with statutory requirements. These reports typically include a comprehensive overview of the agency’s objectives, accomplishments, and challenges faced during a specific period. They serve multiple purposes, such as informing stakeholders about regulatory changes, assessing the effectiveness of policies, and ensuring transparency and accountability in government operations. For instance, agencies may report on their enforcement actions, budget expenditures, and the impact of their regulations on the public and industry. Additionally, these reports are often submitted to legislative bodies, such as Congress or state legislatures, to facilitate oversight and guide future legislative actions. Overall, agency reports play a crucial role in maintaining public trust and ensuring that regulatory agencies operate effectively and in the public interest.

Agency Reports: SEC, CFTC, FTC, CFPB, CPSC

SEC-PR-2412-197

SEC-PR-2412-197 (Dec. 12, 2024) (SEC-PR-2412) SEC Small Business Advocacy Office Delivers Report to Congress on Capital Raising for Startups to Small Public Companies Excerpt: Washington D.C., Dec. 12, 2024 — The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation  issued its 2024 Annual Report (PDF 136-pages) today to Congress and the […]

SEC-PR-2412-196

SEC-PR-2412-196 (Dec. 12, 2024) (SEC-PR-2412) SEC Office of the Investor Advocate Issues Report on Nationally Representative Survey of Investors and Continues Focus on Investment Fraud Excerpt: Washington D.C., Dec. 12, 2024 — The Securities and Exchange Commission’s Office of the Investor Advocate today published its Report on Activities (PDF 50-pages) for the Fiscal Year 2024 […]

FTC-PR-241202-1

FTC-PR-241202-1 (12-02-24) FTC Issues Annual Report on Ethanol Market Concentration 2024 Excerpt: The Federal Trade Commission has issued its 2024 Report on Ethanol Market Concentration. The Energy Policy Act of 2005 directs the Commission to perform an annual review of market concentration in the ethanol production industry “to determine whether there is sufficient competition among industry […]

SEC-PR-2024-186

SEC-PR-2024-186 (11-22-24) SEC Announces Enforcement Results for Fiscal Year 2024 – Commission saw market participants respond to its efforts to promote culture of proactive compliance. Excerpt:  Washington D.C., Nov. 22, 2024 — The Securities and Exchange Commission today announced that it filed 583 total enforcement actions in fiscal year 2024 while obtaining orders for $8.2 billion […]

FTC-PR-241115-3

FTC-PR-241115-3 (11-15-24) FTC Issues Agency Financial Report for Fiscal Year 2024 The Federal Trade Commission today issued its Fiscal Year 2024 Agency Financial Report which  highlights the FTC’s accomplishments in protecting consumers and promoting competition and reaffirms the agency’s commitment to responsible stewardship of resources and sound financial operations. This report, which is required by the Office of […]