SEC-LR-26172 (11-19-24) Robert Brian Thompson (SEC) Litigation Release No. 26172 / November 19, 2024 SEC v. Robert Brian Thompson, No. 3:24-cv-00800-MHL (E.D. Va., filed Nov. 8, 2024) SEC Charges Richmond Federal Reserve Banking Supervisor with Insider Trading Excerpt: On November 8, 2024, the Securities and Exchange Commission filed insider trading charges against Robert Brian Thompson, […]
SEC-LR-26171 (11-19-24) Frank Igwealor et al. (SEC) Litigation Release No. 26171 / November 19, 2024 SEC v. Frank Igwealor, Patience Ogbozor, Alpharidge Capital LLC, American Community Capital LP, GiveMePower, Inc., Kid Castle Educational Corporation, Los Angeles Community Capital, and Video River Networks, Inc., No. 2:24-cv-09941 (C.D Cal. filed Nov. 18, 2024) SEC Charges CEO with […]
SEC-PR-2024-180 (11-18-24) SEC Charges BIT Mining with FCPA Violations in Connection with Bribery Scheme to Influence Members of Japanese Parliament – Company, formerly known as 500.com, sought to open casino in Japan Excerpt: Washington D.C., Nov. 18, 2024 — The Securities and Exchange Commission today announced that BIT Mining Ltd., formerly known as 500.com Limited, […]
SEC-LR-26170 (11-18-24) Auerbach et al. SEC Litigation Release No. 26170 / November 18, 2024 SEC Obtains Final Judgment Against Defendant for Receiving Kickbacks in Bribery Scheme Excerpt: The Securities and Exchange Commission announced that is has obtained final judgement against Lakenya Hopkins for her role in a promissory note selling scheme, falsely promising investors extraordinary […]
SEC-LR-26169 (11-14-24) Money Magnet Platinum Membership Initiative LLC, et al. SEC Litigation Release No. 26169 / November 14, 2024 SEC Obtains Final Judgements Against Lakenya Hopkins Excerpt: The Securities and Exchange Commission announced that is has obtained final judgement against Lakenya Hopkins for her role in a promissory note selling scheme, falsely promising investors extraordinary […]
SEC-PR-2024-179 (11-08-24) SEC Charges Invesco Advisers for Making Misleading Statements About Supposed Investment Considerations Excerpt: Washington D.C., Nov. 8, 2024 — The Securities and Exchange Commission today charged Invesco Advisers, Inc. for making misleading statements about the percentage of company-wide assets under management that integrated environmental, social, and governance (ESG) factors in investment decisions. The […]