CPSC-RECALL-25-077 (12-26-2024) (CPSC-PR-2412) Black Diamond Equipment Recalls PIEPS Pro IPS Avalanche Transceivers Due to Risk of Loss of Emergency Communications Source: https://www.cpsc.gov/Recalls/2025/Black-Diamond-Equipment-Recalls-PIEPS-Pro-IPS-Avalanche-Transceivers-Due-to-Risk-of-Loss-of-Emergency-Communications Description: This recall involves all Black Diamond Equipment PIEPS Pro IPS Avalanche Transceivers. The transceivers are black plastic with an LCD screen below a yellow mark button. They measure about 5 inches long […]
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SEC-PR-2412-211 (Dec. 20, 2024) (SEC-PR-2412) SEC Adopts Rule Amendments to the Broker-Dealer Customer Protection Rule Excerpt: Washington D.C., Dec. 20, 2024 — The Securities and Exchange Commission today adopted amendments to Rule 15c3-3 (the customer protection rule) to require certain broker-dealers to increase the frequency with which they perform computations of the net cash they […]
SEC-PR-2412-210 (Dec. 20, 2024) (SEC-PR-2412) SEC Files Settled Charges Against Multiple Entities for Failing to Timely File Forms D in Connection With Securities Offerings Excerpt: Washington D.C., Dec. 20, 2024 — The Securities and Exchange Commission today announced charges against two private companies and one registered investment adviser for failing to timely file Forms D […]
SEC-PR-2412-209 (Dec. 20, 2024) (SEC-PR-2412) SEC Charges Silver Point Capital with Policy Failures Regarding Receipt of Material Nonpublic Information About Bonds Issued by Puerto Rico Excerpt: Washington D.C., Dec. 20, 2024 — The Securities and Exchange Commission today charged registered investment adviser Silver Point Capital L.P. with failing to establish, implement, and enforce written policies […]
SEC-PR-2412-208 (Dec. 20, 2024) (SEC-PR-2412) Deutsche Bank Subsidiary to Pay $4 Million for Untimely Filing Certain Suspicious Activity Reports Excerpt: Washington D.C., Dec. 20, 2024 — The Securities and Exchange Commission today charged registered broker-dealer Deutsche Bank Securities Inc., a subsidiary of Deutsche Bank AG, for failing to file certain Suspicious Activity Reports (SARs) in […]
SEC-PR-2412-207 (Dec. 20, 2024) (SEC-PR-2412) Wells Fargo and LPL Financial Charged for Submitting Deficient Trading Data to SEC – Wells Fargo’s penalty amount reflects that it self-reported its misconduct Excerpt: Washington D.C., Dec. 20, 2024 — The Securities and Exchange Commission today announced settled charges against Wells Fargo Clearing Services LLC and LPL Financial LLC […]
SEC-PR-2412-206 (Dec. 20, 2024) (SEC-PR-2412) SEC Charges Utility Company Entergy Corp. with Internal Accounting Controls Violations – Company agrees to pay $12 million in penalties and adopt independent consultant’s recommended improvements Excerpt: Washington D.C., Dec. 20, 2024 — The Securities and Exchange Commission today announced that Entergy Corporation, a Louisiana-based utility company, agreed to pay […]
CFTC-PR-9027-24 (12-20-24) (CFTC-PR-2412) CFTC Approves Final Rule on Margin Adequacy, Treatment of Separate Accounts of a Customer by Futures Commission Merchants Excerpt: December 20, 2024 – WASHINGTON, D.C. — The Commodity Futures Trading Commission today announced a final rule to implement requirements for futures commission merchants related to margin adequacy and the treatment of separate accounts […]
CPSC-WARNING-25-075 (12-19-2024) (CPSC-PR-2412) (Product Warning Notices) CPSC Warns Consumers to Immediately Stop Using Sport Nets 4×8 Portable Soccer Goals Due to Impalement Hazard; One Death Reported Source: https://www.cpsc.gov/Warnings/2025/CPSC-Warns-Consumers-to-Immediately-Stop-Using-Sport-Nets-4×8-Portable-Soccer-Goals-Due-to-Impalement-Hazard-One-Death-Reported Name of Product: Sport Nets 4×8 portable soccer goals Hazard: The exposed metal tip at the top of the soccer goal’s vertical poles poses a hazard if […]
CPSC-RECALL-25-072 (12-19-2024) (CPSC-PR-2412) Charmast Power Banks Recalled Due to Fire and Burn Hazards; Sold by Charmast Exclusively on Amazon.com Source: https://www.cpsc.gov/Recalls/2025/Charmast-Power-Banks-Recalled-Due-to-Fire-and-Burn-Hazards-Sold-by-Charmast-Exclusively-on-Amazon-com Description: This recall involves Charmast power banks, model W1056. They were sold in black, blue, green, mint, pink and white colors. The brand name “Charmast” is printed on the front and “Model: W1056” is […]