Unregistered Securities – Article ( Articles ) Unregistered Securities (URS) A Risky Investment Landscape The world of finance is governed by a complex web of regulations, designed to protect investors and ensure fair market practices. One crucial aspect of this regulatory framework involves the registration of securities. URS, also known as “securities offered in violation of […]
Day: December 1, 2024
Fiduciary Duty – Article ( Articles ) Fiduciary Duty (F-Duty) A Foundation of Trust in Investments, But Not Always A F-Duty is a legal obligation that arises when one party, the fiduciary, acts on behalf of another party, the principal, and is bound to act in the principal’s best interests. This duty is a cornerstone of trust in […]