Unregistered Brokers – Article – ( Articles ) Unregistered Brokers (UB) Introduction UB play a controversial role in the financial markets. They operate outside the regulatory framework designed to protect investors, which can lead to significant risks and challenges. This article explores the nature of unregistered brokers, their operations, potential dangers, and how investors can […]
Day: November 19, 2024
SEC-LR-26173 (11-19-24) Ian Mitchell (SEC) Litigation Release No. 26173 / November 19, 2024 SEC v. Ian Mitchell, No. 24-civ-8741 (S.D.N.Y. filed November 18, 2024) SEC Charges NY Man Claiming to be a Billionaire with Offering Fraud Excerpt: The SEC today announced it charged Ian Mitchell, a resident of Queens, New York, with defrauding investors in […]
SEC-LR-26172 (11-19-24) Robert Brian Thompson (SEC) Litigation Release No. 26172 / November 19, 2024 SEC v. Robert Brian Thompson, No. 3:24-cv-00800-MHL (E.D. Va., filed Nov. 8, 2024) SEC Charges Richmond Federal Reserve Banking Supervisor with Insider Trading Excerpt: On November 8, 2024, the Securities and Exchange Commission filed insider trading charges against Robert Brian Thompson, […]
SEC-LR-26171 (11-19-24) Frank Igwealor et al. (SEC) Litigation Release No. 26171 / November 19, 2024 SEC v. Frank Igwealor, Patience Ogbozor, Alpharidge Capital LLC, American Community Capital LP, GiveMePower, Inc., Kid Castle Educational Corporation, Los Angeles Community Capital, and Video River Networks, Inc., No. 2:24-cv-09941 (C.D Cal. filed Nov. 18, 2024) SEC Charges CEO with […]
AI-Enabled Reviews – Article – ( AI-Enabled Reviews ) AI-Enabled Reviews (AIER) Introduction AIER are reshaping how consumers evaluate products and services by utilizing artificial intelligence to analyze feedback and generate insights. However, the prevalence of fraudulent reviews poses a significant challenge. To help consumers navigate this landscape and avoid falling victim to fraud, here […]