Category: SEC RULES-CHANGES

SEC-PR-2024-62

File ID:  SEC-PR-2024-62 Date:  May 21, 2024 Accessed:  July 10, 2024 Headline:  Securities and Exchange Commission Chair Gensler Statement on Upcoming Implementation of T+1 Settlement Cycle. Source:  https://www.sec.gov/newsroom/press-releases/2024-62 Categories: AGENCY RULES-CHANGES SEC RULES-CHANGES T+1 SETTLEMENT CYCLE SEC-PR-2024-62 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-54

File ID:  SEC-PR-2024-54 Date:  May 13, 2024 Accessed:  July 9, 2024 Headline:  SEC, FinCEN Propose Customer Identification Program Requirements for Registered Investment Advisers and Exempt Reporting Advisers.(U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN)) Source:  https://www.sec.gov/newsroom/press-releases/2024-54 Categories: AGENCY RULES-CHANGES SEC RULES-CHANGES INVESTMENT ADVISORS SEC-PR-2024-54 – Viewer: ▼▼▼ (Download PDF File )

SEC-ALERT-240327.1

File ID:  SEC-ALERT-240327.1 Date:  March 27, 2024 Accessed:  July 10, 2024 Headline:  New “T+1” Settlement Cycle – What Investors Need To Know: Investor Bulletin Source:  https://www.sec.gov/resources-for-investors/investor-alerts-bulletins/new-t1-settlement-cycle-what-investors-need-know-investor-bulletin Categories: AGENCY RULES-CHANGES SEC RULES-CHANGES T+1 SETTLEMENT CYCLE SEC-ALERT-240327.1 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-42

File ID:  SEC-PR-2024-42 Date:  March 27, 2024 Accessed:  July 3, 2024 Headline:  SEC Adopts Reforms Relating to Investment Advisers Operating Exclusively Through the Internet Source:  https://www.sec.gov/newsroom/press-releases/2024-42 Categories: AGENCY RULES-CHANGES SEC RULES-CHANGES INVESTMENT ADVISORS SEC-PR-2024-42 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-32

File ID: SEC-PR-2024-32 Date: March 6, 2024 Accessed: July 3, 2024 Headline:  Securities and Exchange Commission Adopts Amendments to Enhance Disclosure of Order Execution Information Source: https://www.sec.gov/newsroom/press-releases/2024-32 Categories: AGENCY RULES-CHANGES SEC RULES-CHANGES DISCLOSURE AMENDMENTS SEC-PR-2024-32 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-31

File ID: SEC-PR-2024-31 Date: March 6, 2024 Accessed: July 3, 2024 Headline:  Securities and Exchange Commission Adopts Rules to Enhance and Standardize Climate-Related Disclosures for Investors Source: https://www.sec.gov/newsroom/press-releases/2024-31 Categories: AGENCY RULES-CHANGES SEC RULES-CHANGES SEC-PR-2024-31 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-19

File ID: SEC-PR-2024-19 Date: February 14, 2024 Accessed: July 2, 2024 Headline:  SEC Proposes Rule to Update Definition of Qualifying Venture Capital Funds. Proposal would inflation adjust the dollar threshold to be considered a qualifying venture capital fund. Source: https://www.sec.gov/news/press-release/2024-19 Categories: SEC RULES-CHANGES SEC-PR-2024-19 – Viewer: ▼▼▼ (Download PDF File )