Category: MISLEADING INVESTORS

Misleading Investors in the financial markets involves the dissemination of false or deceptive information regarding securities, assets, or market conditions with the intent to manipulate prices or influence investor decisions. This can include misrepresenting financial statements, exaggerating company performance, understating risks, or spreading false rumors to create artificial market movements. Such actions aim to attract investment or inflate asset prices, often resulting in financial losses for those who rely on inaccurate information to make investment decisions. Regulatory bodies enforce strict rules and regulations to prevent such practices, ensuring transparency, fairness, and investor protection within the financial markets. Maintaining integrity and trust through accurate disclosure and ethical conduct is crucial for maintaining market stability and investor confidence.

DOJ-PR-240612.1

File ID:  DOJ-PR-240612.1 Date:  June 12, 2024 Accessed:  July 11, 2024 Headline:  New York Fund Manager Admits Multimillion-Dollar Investment Fraud Scheme Source:  https://www.justice.gov/usao-nj/pr/new-york-fund-manager-admits-multimillion-dollar-investment-fraud-scheme Categories: INVESTMENT ADVISORS INVESTMENT FUND FRAUD MAKING FALSE STATEMENTS MISLEADING INVESTORS DOJ-PR-240612.1 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-72

File ID:  SEC-PR-2024-72 Date:  June 12, 2024 Accessed:  July 11, 2024 Headline:  Securities and Exchange Commission Charges JAG Capital Advisors and its Founder Joshua Goltry with Defrauding Investors Source:  https://www.sec.gov/newsroom/press-releases/2024-72 Categories: INVESTMENT ADVISORS INVESTMENT FUND FRAUD MAKING FALSE STATEMENTS MISLEADING INVESTORS SEC-PR-2024-72 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-70

File ID:  SEC-PR-2024-70 Date:  June 11, 2024 Accessed:  July 11, 2024 Headline:  Securities and Exchange Commission Charges Founder of AI Hiring Startup Joonko with Fraud Source:  https://www.sec.gov/newsroom/press-releases/2024-70 Categories: ARTIFICIAL INTELLIGENCE MAKING FALSE STATEMENTS MISLEADING INVESTORS SEC-PR-2024-70 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-36

File ID:  SEC-PR-2024-36 Date:  March 18, 2024 Accessed:  July 3, 2024 Headline:  SEC Charges Two Investment Advisers with Making False and Misleading Statements About Their Use of Artificial Intelligence Source:  https://www.sec.gov/newsroom/press-releases/2024-36 Categories: INVESTMENT ADVISORS MAKING FALSE STATEMENTS ARTIFICIAL INTELLIGENCE MISLEADING INVESTORS SEC-PR-2024-36 – Viewer: ▼▼▼ (Download PDF File )

CFTC-PR-8882-24

File ID: CFTC-PR-8882-24 Date: March 21, 2024 Accessed: June 16, 2024 Headline:  Federal Court Orders Florida Forex Trader to Pay $3.4 Million for Futures, Forex, Options Scheme. Source:  https://www.cftc.gov/PressRoom/PressReleases/8882-24 Categories: COMMODITY FRAUD MISLEADING INVESTORS FOREX INVESTMENT FRAUD CFTC-PR-8882-24 – Viewer: ▼▼▼ (Download PDF File )