Category: FORM PF

Form PF The Commodity Futures Trading Commission (“CFTC”) and the Securities and Exchange Commission (“SEC”) (collectively, “we” or “Commissions”) are adopting amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a Commodity Pool Operator (“CPO”) or Commodity Trading Adviser   (“CTA”). The amendments are designed to enhance the Financial Stability Oversight Council’s (“FSOC’s”) ability to monitor systemic risk as well as bolster the SEC’s regulatory oversight of private fund advisers and investor protection efforts. In connection with the amendments to Form PF, the SEC is amending a rule under the Investment Advisers Act of 1940 (“Advisers Act”) to revise instructions for requesting a temporary hardship exemption.  (See Federal Register Publication )

CFTC-PR-8861-24

File ID:  CFTC-PR-8861-24 Date:  February 8, 2024 Accessed:  June 15, 2024 Headline:  CFTC Approves a Joint Final Rule to Amend Form PF Regarding Reporting Requirements for All Filers and Large Hedge Fund Advisers. Source:  https://www.cftc.gov/PressRoom/PressReleases/8861-24 Categories: AGENCY RULES-CHANGES CFTC RULES-CHANGES FORM PF CFTC-PR-8861-24 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-17

SEC-PR-2024-17 (FEB. 8, 2024) Source: https://www.sec.gov/newsroom/press-releases/2024-17 Download: SEC-PR-2024-17 (PDF) PRESS RELEASE | 2024-17 The Securities and Exchange Commission Adopts Amendments to Enhance Private Fund Reporting Washington D.C., Feb. 8, 2024 — The Securities and Exchange Commission today adopted amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, […]