Category: CFTC RULES-CHANGES

Agency Rules refer to the regulations established or amended by governmental agencies to implement and enforce laws within their jurisdiction. These rules provide specific guidelines and procedures for carrying out the objectives of statutes enacted by legislative bodies. Agencies use their rulemaking authority to interpret laws, set standards, and address issues relevant to their areas of responsibility. Agency rules typically undergo a process of public notice, comment, and review before becoming finalized, ensuring transparency and accountability in governance.

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The Federal Register serves as the official daily publication for federal government regulations, proposed rules, executive orders, and notices, providing a transparent platform where agencies announce their regulatory actions and solicit public participation. It plays a crucial role in ensuring transparency and accountability in governance by making government activities accessible to the public. The Federal Register facilitates informed citizen participation in the regulatory process by allowing individuals, businesses, and organizations to comment on proposed rules and regulations before they are finalized. Additionally, it serves as a historical record of government actions, helping to preserve the continuity and legality of federal administrative procedures over time.

CFTC-PR-8928-24

File ID:  CFTC-PR-8928-24 Date:  June 27, 2024 Accessed:  June 29, 2024 Headline:  CFTC Staff Issues a No-Action Letter Regarding Certain Reporting Requirements for Swaps Transitioning from CDOR to CORRA. Source:  https://www.cftc.gov/PressRoom/PressReleases/8928-24 Categories: AGENCY RULES-CHANGES CFTC RULES-CHANGES CFTC-PR-8928-24 – Viewer: ▼▼▼ (Download PDF File )

CFTC-PR-8925-24

File ID:  CFTC-PR-8925-24 Date:  June 25, 2024 Accessed:  June 25, 2024 Headline:  Commodity Futures Trading Commission Approves Final Capital Comparability Determinations for Certain Non-U.S. Nonbank Swap Dealers. Source: https://www.cftc.gov/PressRoom/PressReleases/8925-24 Categories: AGENCY RULES-CHANGES CFTC RULES-CHANGES SWAP DEALERS CFTC-PR-8925-24 – Viewer: ▼▼▼ (Download PDF File )

CFTC-PR-8913-24

File ID: CFTC-PR-8913-24 Date: May 23, 2024 Accessed: June 21, 2024 Headline:  CFTC Staff Announces Updated Part 43 Block and Cap Sizes and Further Extends No-Action Letter Regarding the Block and Cap Implementation Timeline. Source: https://www.cftc.gov/PressRoom/PressReleases/8913-24 Categories: AGENCY RULES-CHANGES DIVISION OF DATA DIVISION OF MARKET OVERSIGHT CFTC-PR-8913-24 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-58

File ID:  SEC-PR-2024-58 Date:  May 16, 2024 Accessed:  July 9, 2024 Headline:  Securities and Exchange Commission Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer Information Source:  https://www.sec.gov/news/press-release/2024-58 Categories: AGENCY RULES-CHANGES SEC RULES-CHANGES REGULATION S-P SEC-PR-2024-58 – Viewer: ▼▼▼ (Download PDF File )

CFTC-PR-8909-24

File ID:  CFTC-PR-8909-24 Date:  May 13, 2024 Accessed:  June 20, 2024 Headline:  CFTC Issues Order Against Crypto Prime Brokerage Firm for Unlawfully Providing U.S. Customers Access to Digital Asset Derivatives Trading Platforms. CFTC’s First Action Against an Intermediary for this Kind of Violation of CFTC Rules. Source:   https://www.cftc.gov/PressRoom/PressReleases/8909-24 Categories: AGENCY RULES-CHANGES CFTC RULES-CHANGES FUTURES COMMISSION MERCHANTS (FCM) […]

CFTC-PR-8901-24

File ID:  CFTC-PR-8901-24 Date:  April 30, 2024 Accessed:  June 19, 2024 Headline:  CFTC Approves Final Rule Amending the Capital and Financial Reporting Requirements of Swap Dealers and Major Swap Participants. Source:  https://www.cftc.gov/PressRoom/PressReleases/8901-24 Categories: AGENCY RULES-CHANGES CFTC RULES-CHANGES SWAP DEALERS CFTC-PR-8901-24 – Viewer: ▼▼▼ (Download PDF File )

CFTC-PR-8902-24

File ID:  CFTC-PR-8902-24 Date:  April 30, 2024 Accessed:  June 20, 2024 Headline:  Commodity Futures Trading Commission Approves Final Rules on Large Trader Reporting for Futures and Options. Source:   https://www.cftc.gov/PressRoom/PressReleases/8902-24 Categories: AGENCY RULES-CHANGES CFTC RULES-CHANGES FUTURES COMMISSION MERCHANTS (FCM) LARGE TRADER REPORTING CFTC-PR-8902-24 – Viewer: ▼▼▼ (Download PDF File )

CFTC-PR-8896-24

File ID:  CFTC-PR-8896-24 Date:  April 23, 2024 Accessed:  June 18, 2024 Headline:  CFTC Approves Final Rules on Swap Confirmation Requirements for Swap Execution Facilities (SEFs) Source:  https://www.cftc.gov/PressRoom/PressReleases/8896-24 Categories: AGENCY RULES-CHANGES CFTC RULES-CHANGES SWAP EXECUTION FACILITY CFTC-PR-8896-24 – Viewer: ▼▼▼ (Download PDF File )

CFTC-PR-8870-24

File ID: CFTC-PR-8870-24 Date: February 26, 2024 Accessed: April 21, 2024 Headline:  CFTC Extends Public Comment Period for Proposed Rule on Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements. Source:  https://www.cftc.gov/PressRoom/PressReleases/8870-24 Categories: AGENCY RULES-CHANGES CFTC RULES-CHANGES CFTC-PR-8870-24 – Viewer: ▼▼▼ (Download PDF File )

CFTC-PR-8869-24

File ID: CFTC-PR-8869-24 Date: February 22, 2024 Accessed: April 21, 2024 Headline:  CFTC Staff Issues No-Action Letter Regarding Pre-Trade Mid-Market Mark for Certain Interest Rate Swaps Referencing SOFR Source:  https://www.cftc.gov/PressRoom/PressReleases/8869-24 Categories: AGENCY RULES-CHANGES CFTC RULES-CHANGES CFTC-PR-8869-24 – Viewer: ▼▼▼ (Download PDF File )