Category: ADVISORY COMMITTEE MEETINGS

SEC-PR-2024-65

File ID:  SEC-PR-2024-65 Date:  May 31, 2024 Accessed:  July 10, 2024 Headline: SEC Investor Advisory Committee to Examine the New Frontier for Investment Advice and Discuss AI Regulation at June 6 Meeting Source:  https://www.sec.gov/newsroom/press-releases/2024-65 Categories: INVESTMENT ADVISORS SEC ADVISORY COMMITTEE AI REGULATION SEC-PR-2024-64 – Viewer: ▼▼▼ (Download PDF File )

SEC-PR-2024-64

File ID:  SEC-PR-2024-64 Date:  May 29, 2024 Accessed:  July 10, 2024 Headline:  SEC Charges Advisory Firm Mass Ave Global and Co-Founder and CEO Winston Feng with False Statements and Undisclosed Conflicts Source:  https://www.sec.gov/newsroom/press-releases/2024-64 Categories: INVESTMENT ADVISORS MAKING FALSE STATEMENTS MISLEADING INVESTORS SEC-PR-2024-64 – Viewer: ▼▼▼ (Download PDF File )