Category: Whistleblower Protection Rule Violation


Release ID: SEC-PR-2024-7 Release Date: January 16, 2024 Source : Source Access Date: April 21, 2024 Headline: J.P. Morgan to Pay $18 Million for Violating Whistleblower Protection Rule – The Firm’s confidential agreements impeded clients from communicating with the SEC Respondents: Morgan Stanley Securities LLC – SEC Order PDF Education: The SEC strongly encourages the […]