Category: Fraud in Block Trading

SEC-PR-2024-6

Release ID: SEC-PR-2024-6 Release Date: January 12, 2024 Source : https://www.sec.gov/news/press-release/2024-6 Source Access Date: April 21, 2024 Headline: SEC Charges Morgan Stanley and Former Executive Pawan Passi with Fraud in Block Trading Business – The Firm agrees to pay more than $249 million to settle fraud charges and for failing to enforce information barriers Respondents: Morgan Stanley & […]